Internal Control Professional (Custody & Securities Services Focus)

China Construction Bank (Asia) Corporation Limited; Hong Kong; On-site; HKD 420,000 - 600,000; Full time

Job summary

China Construction Bank (Asia) Corporation Limited (CCB (Asia)) is seeking an Internal Control Professional focused on Custody & Securities Services in Hong Kong. The role involves ensuring control effectiveness, monitoring key controls, and supporting regulatory examinations.

The candidate will assist in RCSA, control testing, risk reporting, and policy implementation while collaborating with the Custody & Securities Services Internal Control team to mitigate operational risks.

Qualifications

• Bachelor Degree in Finance, Business Administration, Risk Management, or related disciplines.
• Minimum 2 years of banking experience in internal control or audit functions.
• Knowledge of custody and securities services operations is a plus.
• Familiarity with HKMA, AML/CFT and internal policy requirements is advantageous.

Responsibilities

• Assist in executing Risk and Control Self-Assessments (RCSA), control testing and thematic reviews to identify and mitigate operational risks.
• Support tracking and reporting of operational risk events, incidents and control deficiencies; coordinate remediation plans.
• Maintain risk registers, KRIs and control inventories; assist with policy implementation and internal control awareness initiatives.
• Partner with the Internal Control team to ensure compliance with HKMA, AML/CFT and internal policies; support regulatory examinations and audits.
• Provide admin support on credit management tasks including post-loan monitoring and regulatory submissions.
• Review custody, funds, corporate trust and agency processes to identify inefficiencies and control weaknesses; conduct post-implementation reviews of new products and system changes.
• Perform any other duties as assigned.

Skills

Internal control

Audit

Risk management

Education

Bachelor's degree in Finance, Business Administration, Risk Management, or related disciplines

Job description

Internal Control Professional (Custody & Securities Services Focus)

Assist in the execution of regular Risk and Control Self-Assessments (RCSA), control testing, and thematic reviews to identify, assess, and mitigate operational risks; monitor key controls and recommend enhancements

Support the tracking and reporting of operational risk events, incidents, and control deficiencies; coordinate remediation plans and ensure timely closure of audit and compliance findings

Assist to maintain risk registers, Key Risk Indicators (KRIs), and control inventories; facilitate policy implementation and internal control awareness initiatives

Partner with Custody & Securities Services Division Internal Control team to ensure business activities comply with HKMA, AML/CFT, and internal policy requirements; support regulatory examinations, audits, and monitor regulatory developments impacting custody and NBFI operations

Provide administrative support on credit management tasks including post-loan monitoring, self-assessments, quality assurance, and submissions to Head Office and regulators

Support respective division to review custody, funds, corporate trust, and agency operational processes to identify inefficiencies and control weaknesses; conduct post-implementation reviews of new products and system changes

Perform any other duties as assigned

Requirements:

Bachelor Degree in Finance, Business Administration, Risk Management, or related disciplines

Minimum 2 years of relevant experience in banking, preferably covering internal control or audit functions

Knowledge on one or more of the following areas is an advantage:

Custody and Securities Services Operations

Credit application and post-approval monitoring

Internal Control and governance practices

Applicants who are not contacted within 8 weeks may consider their applications unsuccessful and their personal data will be retained by the bank for a period up to two years.

All information provided by applicants will be used for recruitment purposes only and will be used strictly in accordance with the bank’s personal data policies, a copy of which will be provided upon request.

China Construction Bank (Asia) Corporation Limited ("CCB (Asia)") is the comprehensive and integrated commercial banking platform of China Construction Bank Corporation ("CCB") in Hong Kong. Currently, CCB (Asia) has 38 service outlets in Hong Kong and offers a wide array of banking products and services to customers, including personal banking services, commercial banking services, corporate banking services, private banking services, treasury business and cross-border financial services, etc.

We’re inviting high caliber professionals to share our vision and mark our success together.

China Construction Bank (Asia) Corporation Limited ("CCB (Asia)") is the comprehensive and integrated commercial banking platform of China Construction Bank Corporation ("CCB") in Hong Kong. Currently, CCB (Asia) has 38 service outlets in Hong Kong and offers a wide array of banking products and services to customers, including personal banking services, commercial banking services, corporate banking services, private banking services, treasury business and cross-border financial services, etc.

We’re inviting high caliber professionals to share our vision and mark our success together.