Assistant Manager/ Manager, Compliance (Investment and Insurance)

China Construction Bank (Asia) Corporation Limited; Hong Kong; Sur place; HKD 500 000 - 900 000; Plein temps

Résumé du poste

China Construction Bank (Asia) Corporation Limited is seeking an Assistant Manager/Manager, Compliance (Investment and Insurance) to provide expert compliance advisory for I&I activities, including trust business, and to manage regulatory risks for the CCBA Group in Hong Kong.

You will work with relevant parties to analyze regulatory trends, advise on licensing and notification matters for EO/RO/MIC roles, and liaise with local regulators.

Qualifications

• University degree in areas relevant to compliance, such as law or accountancy.
• Good command of written and spoken English and Chinese (including Mandarin).
• Minimum 3–4 years of relevant compliance or audit experience.
• Good knowledge in banking and securities laws, rules and regulations and operations as well as different products and services offered by banks.
• Attentive to details, self-motivated.
• Strong analytical, communication and interpersonal skills.
• Strong organization skill, business acumen and able to meet tight deadline.
• Applicants who are not contacted within 8 weeks may consider their applications unsuccessful and their personal data will be retained by the bank for a period up to two years.
• All information provided by applicants will be used for recruitment purposes only and will be used strictly in accordance with the bank’s personal data policies, a copy of which will be provided upon request.

Responsabilités

• Provide compliance advice in investment and insurance activities, including trust business (I&I) and manage related risks for CCBA Group.
• Assess regulatory trends and advise on impact to CCBA Group’s I&I compliance with changes.
• Advise on licensing and notification matters for key regulatory positions (EO, RO, MIC) for CCBA Group.
• Liaise with local regulators on I&I compliance matters and regulatory examinations.
• Support regular and ad-hoc regulatory surveys and information requests; track status and ensure timely submissions.
• Serve as compliance contact for business and supporting units related to I&I.
• Review customer and marketing materials for I&I lines.
• Provide training to promote compliance awareness among associates.
• Prepare regular and ad-hoc compliance reports.
• Handle ad hoc projects assigned by supervisor.

Connaissances

Analytical skills

Communication skills

Interpersonal skills

Attention to detail

Self-motivated

Regulatory knowledge

Bilingual English/Chinese

Formation

Law or accounting degree

Description du poste

Assistant Manager/ Manager, Compliance (Investment and Insurance)

Provide compliance advices and supports in the areas of investment & insurance activities, including trust business (“I&I Business”) and manage compliance risks related to these areas of the Bank and its subsidiaries (“CCBA Group”)

Work with relevant parties and provide compliance advice in gap analysis to assess the potential impact of regulatory trends and developments of I&I Business of CCBA Group, and effect CCBA Group’s compliance with any new regulatory changes and developments

Provide compliance advice on licensing and notification matters for CCBA Group in particular for key regulatory positions including but not limited to EO, RO, MIC appointment and cessation

Liaise with the local regulators on compliance matters and regulatory examinations relating to I&I Business of CCBA Group

Liaise with and support relative parties in regular and ad-hoc regulatory surveys and information requests; keep track of the status and ensure submission within stipulated timeframe

Act as the compliance contact for business and supporting units in related to I&I Business of CCBA Group

Review customer communication materials and marketing materials on I&I Business of CCBA Group

Provide training to and promote compliance awareness among associates

Prepare regular and ad-hoc compliance reports

Handle ad hoc projects assigned by supervisor

Requirements

University degree in areas relevant to compliance, such as law or accountancy

Good command of written and spoken English and Chinese (including Mandarin)

Minimum 3-4 years of relevant compliance or audit experience

Good knowledge in banking and securities laws, rules and regulations and operations as well as different products and services offered by banks

Attentive to details, self-motivated

Strong analytical, communication and interpersonal skills

Strong organization skill, business acumen and able to meet tight deadline

Applicants who are not contacted within 8 weeks may consider their applications unsuccessful and their personal data will be retained by the bank for a period up to two years.

All information provided by applicants will be used for recruitment purposes only and will be used strictly in accordance with the bank’s personal data policies, a copy of which will be provided upon request.

Your application will include the following questions:

• Which of the following statements best describes your right to work in Hong Kong?
• What's your expected monthly basic salary?
• How many years' experience do you have as a Compliance Adviser?

China Construction Bank (Asia) Corporation Limited (“CCB (Asia)”) is the comprehensive and integrated commercial banking platform of China Construction Bank Corporation (“CCB”) in Hong Kong. Currently, CCB (Asia) has 38 service outlets in Hong Kong and offers a wide array of banking products and services to customers, including personal banking services, commercial banking services, corporate banking services, private banking services, treasury business and cross-border financial services, etc.

We’re inviting high caliber professionals to share our vision and mark our success together.

China Construction Bank (Asia) Corporation Limited (“CCB (Asia)”) is the comprehensive and integrated commercial banking platform of China Construction Bank Corporation (“CCB”) in Hong Kong. Currently, CCB (Asia) has 38 service outlets in Hong Kong and offers a wide array of banking products and services to customers, including personal banking services, commercial banking services, corporate banking services, private banking services, treasury business and cross-border financial services, etc.

We’re inviting high caliber professionals to share our vision and mark our success together.