Custody & Securities Internal Controls Specialist

China Construction Bank (Asia) Corporation Limited; Hong Kong; On-site; HKD 420,000 - 600,000; Full time

Job summary

China Construction Bank (Asia) Corporation Limited (CCB (Asia)) is seeking an Internal Control Professional focused on Custody & Securities Services in Hong Kong. The role involves ensuring control effectiveness, monitoring key controls, and supporting regulatory examinations.

The candidate will assist in RCSA, control testing, risk reporting, and policy implementation while collaborating with the Custody & Securities Services Internal Control team to mitigate operational risks.

Qualifications

• Bachelor Degree in Finance, Business Administration, Risk Management, or related disciplines.
• Minimum 2 years of banking experience in internal control or audit functions.
• Knowledge of custody and securities services operations is a plus.
• Familiarity with HKMA, AML/CFT and internal policy requirements is advantageous.

Responsibilities

• Assist in executing Risk and Control Self-Assessments (RCSA), control testing and thematic reviews to identify and mitigate operational risks.
• Support tracking and reporting of operational risk events, incidents and control deficiencies; coordinate remediation plans.
• Maintain risk registers, KRIs and control inventories; assist with policy implementation and internal control awareness initiatives.
• Partner with the Internal Control team to ensure compliance with HKMA, AML/CFT and internal policies; support regulatory examinations and audits.
• Provide admin support on credit management tasks including post-loan monitoring and regulatory submissions.
• Review custody, funds, corporate trust and agency processes to identify inefficiencies and control weaknesses; conduct post-implementation reviews of new products and system changes.
• Perform any other duties as assigned.

Skills

Internal control

Audit

Risk management

Education

Bachelor's degree in Finance, Business Administration, Risk Management, or related disciplines

Job description

China Construction Bank (Asia) Corporation Limited (CCB (Asia)) is seeking an Internal Control Professional focused on Custody & Securities Services in Hong Kong. The role involves ensuring control effectiveness, monitoring key controls, and supporting regulatory examinations.

The candidate will assist in RCSA, control testing, risk reporting, and policy implementation while collaborating with the Custody & Securities Services Internal Control team to mitigate operational risks.