Internal Control & Investigation Manager Banking Compliance

PERSOL; Hong Kong; On-site; HKD 45,000 - 55,000; Full time

Job summary

PERSOL is seeking a Manager, Internal Control to oversee control monitoring and testing of loan workflows, investigate exceptions, and drive remediation tracking in a regulated banking setting.

The role requires 3+ years in banking/internal control, strong documentation, and fluency in English and Chinese. HKMA/SFC regulatory awareness is essential, with collaboration across Risk, Compliance, and IT teams.

Qualifications

• Degree in Law, Business, Banking/Finance, Accounting, or related disciplines.
• 3+ years in banking/financial services internal control, compliance, or audit.
• Experience in investigation writing and remediation tracking.
• Proficient in English and Chinese (Cantonese/Mandarin preferred).
• Knowledge of HKMA and SFC regulatory expectations.
• Familiar with loan/credit approval processes.
• Strong document management and auditable evidence trails.

Responsibilities

• Internal Control Monitoring & Testing of loan approval workflow.
• Investigate exceptions and breaches; identify root causes.
• Recommend process improvements and track remediation.
• Support audit requests; prepare working papers and responses.
• Coordinate with management and authorities ensuring confidentiality.

Skills

Internal control

Testing

Investigation writing

Remediation tracking

Audit support

Regulatory knowledge HKMA

Documentation

Education

Degree in Law/Business/Banking/Finance/Accounting

Job description

PERSOL is seeking a Manager, Internal Control to oversee control monitoring and testing of loan workflows, investigate exceptions, and drive remediation tracking in a regulated banking setting.

The role requires 3+ years in banking/internal control, strong documentation, and fluency in English and Chinese. HKMA/SFC regulatory awareness is essential, with collaboration across Risk, Compliance, and IT teams.