Banking Internal Audit Manager – Compliance & Controls

Global Executive Consultants Ltd.; Hong Kong; On-site; HKD 558,000 - 725,400; Full time

Job summary

A leading bank in Hong Kong is seeking an Internal Audit Manager/Senior Manager to oversee compliance and risk management. The role involves conducting audits, implementing plans, and analyzing business processes to enhance operational efficiency. Candidates should have a Bachelor's degree and 3-5 years of banking audit experience, with preferred qualifications being CIA or CPA. Excellent analytical and communication skills are essential for this position.

Qualifications

• 3-5 years of internal audit experience in a bank or financial institution.
• Holder of Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or related qualification is preferred.
• Familiarity with banking regulations in Hong Kong.

Responsibilities

• Conduct internal audits to ensure compliance and effective risk management.
• Implement audit plans for timely completion of projects.
• Analyze business processes and propose improvements.

Skills

Analytical skills

Problem-solving skills

Communication skills

Education

Bachelor's degree in Business Administration, Accounting, or a related field

Job description

Internal Audit Manager / Senior Manager (HK$50K - $65K) (Ref. No.: 27329)

Our client, a Leading Bank, is looking for high-caliber person to fill the position.

Job Duties

• Conduct internal audits of the branch to ensure compliance, effective risk management, and robust internal controls, supporting the branch's long-term development and operational efficiency;
• Implement internal audit plans to ensure timely and high-quality completion of audit projects;
• Analyze and evaluate business processes, and propose improvements to risk areas to enhance internal controls and operational efficiency;
• Assist department heads in drafting audit regulations, preparing reports for management, and managing departmental administrative matters;
• Perform other tasks assigned by department heads.

Job Requirements

• Bachelor's degree or above in Business Administration, Accounting, Auditing, or a related field.
• 3-5 years of internal audit experience in a bank or financial institution.
• Holder of Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or related professional qualification is preferred
• Familiar with internal audit workflows for banking or securities regulatory licensed businesses, as well as Hong Kong's financial regulations and regulatory requirements.
• Excellent analytical, problem-solving, and communication skills.
• Knowledge of technology auditing, digital auditing, and related fields