Senior Compliance Manager: Risk & Controls Leader

Fubon Bank (Hong Kong) Limited; Hong Kong; On-site; HKD 900,000 - 1,200,000; Full time

Job summary

Fubon Bank (Hong Kong) Limited is seeking a Senior Compliance Manager to conduct risk-based compliance reviews and ensure adherence to regulatory and internal requirements.

You will identify regulatory compliance risks, prepare reports with exceptions and improvement recommendations, and follow up on remediation actions while assisting in policy and control updates. Strong English/Chinese communication is essential, with Mandarin a plus.

Qualifications

• Degree holder or above in Accounting, Business, Law or related disciplines.
• At least 5 years' experience in compliance, control or internal audit, preferably in banking, Big 4 or regulatory bodies.
• Sound knowledge in banking products and services, market practice and regulatory requirements.
• Good analytical, interpersonal and communication skills to work with internal parties.
• Proficiency in both spoken and written English and Chinese, fluency in Mandarin is a plus.

Responsibilities

• Conduct risk-based compliance reviews to ensure adherence to regulatory / internal / Head Office requirements.
• Identify and evaluate regulatory compliance risk and control issues and prepare compliance review reports to highlight exceptions and provide recommendations for improvement.
• Follow up on the remediation work for identified issues.
• Assist Department Head to formulate and update compliance review related policies, programs and control procedures.
• Handle ad-hoc tasks as assigned.

Skills

Compliance

Regulatory knowledge

Internal audit

Analytical skills

Communication

Education

Accounting

Business

Law

Job description

Fubon Bank (Hong Kong) Limited is seeking a Senior Compliance Manager to conduct risk-based compliance reviews and ensure adherence to regulatory and internal requirements.

You will identify regulatory compliance risks, prepare reports with exceptions and improvement recommendations, and follow up on remediation actions while assisting in policy and control updates. Strong English/Chinese communication is essential, with Mandarin a plus.