Senior Internal Controls & Risk Manager - Private Banking

Indosuez Wealth Management; Hong Kong Island; On-site; HKD 600,000 - 800,000; Full time

Job summary

Indosuez Wealth Management is looking for an Internal Control Manager in Hong Kong. This role requires executing and monitoring control activities, ensuring compliance with regulatory standards, and providing advisory support to the Front Office.

The ideal candidate will have a Bachelor's degree, 6-10 years of experience in risk control, and skills in analytical problem-solving as well as excellent communication.

Fluency in English and Cantonese & Mandarin is essential.

Qualifications

• 6-10 years of experience in risk control/compliance testing within financial services.
• 5-7 years of relevant experience.

Responsibilities

• Execute and monitor FO control activities.
• Ensure timely and accurate control execution.
• Identify control lapses and recommend improvements.
• Provide guidance on control matters to Front Office.
• Collaborate to ensure compliance within risk environment.
• Support the Head of Operational Risk Management.
• Participate in audits and prepare evidence.
• Perform ad-hoc tasks as assigned.

Skills

Knowledge of Private Banking processes

Analytical and problem-solving skills

Writing and documentation skills

Communication skills

Education

Bachelor Degree / BSc Degree or equivalent

Tools

MS Word

Excel

PowerPoint

Job description

Indosuez Wealth Management is looking for an Internal Control Manager in Hong Kong. This role requires executing and monitoring control activities, ensuring compliance with regulatory standards, and providing advisory support to the Front Office.

The ideal candidate will have a Bachelor's degree, 6-10 years of experience in risk control, and skills in analytical problem-solving as well as excellent communication.

Fluency in English and Cantonese & Mandarin is essential.