Senior Internal Control Manager | Private Banking Risk

Indosuez Wealth Management; Hong Kong; On-site; HKD 700,000 - 1,200,000; Full time

Job summary

Indosuez Wealth Management in Asia Hong Kong is seeking an Internal Control Manager to strengthen front-office controls within Private Banking. You will monitor selling processes, ensure risk identification and compliance, and support audits and regulatory examinations.

The role requires 6–10 years of relevant risk control experience, fluency in English, Cantonese and Mandarin, and strong documentation and communication skills. This is a permanent, on-site position based in Admiralty, Hong Kong.

Qualifications

• Bachelor Degree / BSc Degree or equivalent.
• 5–7 years relevant experience in risk control/compliance testing within financial services.
• Fluency in English; Cantonese and Mandarin are a plus.

Responsibilities

• Execute and monitor FO control activities, including transaction monitoring, suitability mismatch control, third-party fund transfer controls, fee and commission controls, best executions, etc
• Ensure control execution meets standards of timeliness, completeness, and accuracy, with proper documentation of evidence
• Identify control lapses and recommend improvements to control design and effectiveness
• Provide advisory and guidance to Front Office on control matters; escape issues appropriately and drive follow-up remediation actions
• Collaborate with Front Office, Investment Advisors, Product Specialist, Compliance and Risk to ensure Private Banking operates within a robust and compliant risk and control environment
• Work closely with the Internal Control Team in Singapore to create synergies, and support initiatives to automate and streamline control processes
• Support the Head of Operational Risk Management & Quality Assurance, Asia in strengthening the control framework and contributing to management reporting and procedures update
• Participate in HKMA onsite examinations and internal/external audits, including evidence preparation and responses to findings
• Perform ad-hoc tasks/projects as assigned and deliver timely updates on assigned workstreams

Skills

Analytical skills

Independent judgement

Communication skills

Team player

Documentation skills

Education

Bachelor Degree / BSc Degree or equivalent

Tools

MS Word

MS Excel

MS PowerPoint

Job description

Indosuez Wealth Management in Asia Hong Kong is seeking an Internal Control Manager to strengthen front-office controls within Private Banking. You will monitor selling processes, ensure risk identification and compliance, and support audits and regulatory examinations.

The role requires 6–10 years of relevant risk control experience, fluency in English, Cantonese and Mandarin, and strong documentation and communication skills. This is a permanent, on-site position based in Admiralty, Hong Kong.