Finance Manager - FRR & Regulatory Reporting Expert

Leadingnation; Hong Kong; On-site; HKD 600,000 - 1,000,000; Full time

Job summary

Leadingnation is seeking an experienced finance professional in Hong Kong to oversee month-end closing, FRR reporting, and regulatory filings for a group of financial entities. You will manage settlement funds, broker statements, and ensure strict compliance with regulatory standards.

The role requires deep knowledge of securities accounting, strong analytical skills, and the ability to drive process automation across FRR reporting and audits.

Qualifications

• Bachelor's degree in accounting or finance.
• Minimum 6 years in finance/accounting, with at least 3 years in a securities firm or financial institution.
• Solid experience in SFC FRR reporting at a licensed corporation.
• Strong knowledge of accounting treatment for equities, options, futures, funds, etc.

Responsibilities

• Handle daily booking and accounting entries for a wide range of financial products and ensure accurate recording of trades, fees and commissions.
• Manage month-end closing and financial reporting for non-licensed corporations within the group.
• Monitor and reconcile client trading settlement funds, broker statements, and client money segregation.
• Lead preparation and timely submission of FRR regulatory returns.
• Conduct daily FRR compliance monitoring and assess capital implications of new business activities.
• Drive automation initiatives for FRR reporting to streamline data extraction, calculations, and submission workflows.
• Coordinate external audits, tax filings, and internal reviews; liaise with regulators, head office, auditors, and professionals.

Skills

Securities accounting

FRR reporting

Regulatory compliance

Financial analysis

Audit readiness

Education

Bachelor’s degree in Accounting/Finance

Professional qualification (CPA/HKICPA/ACCA)

Tools

MS Office

Accounting software

Job description

Leadingnation is seeking an experienced finance professional in Hong Kong to oversee month-end closing, FRR reporting, and regulatory filings for a group of financial entities. You will manage settlement funds, broker statements, and ensure strict compliance with regulatory standards.

The role requires deep knowledge of securities accounting, strong analytical skills, and the ability to drive process automation across FRR reporting and audits.