Deputy Manager – Securities and Wealth Product Management (Ref: JD-SWPM)

Public Bank (Hong Kong) Ltd; Hong Kong; On-site; HKD 1,000,000 - 1,500,000; Full time

Job summary

Public Bank (Hong Kong) Ltd is seeking a Deputy Manager – Securities and Wealth Product Management to oversee policy implementation and regulatory compliance within the department. The role involves supervising daily operations, monitoring securities trading activities, and assisting with HKMA/SFC licensing matters.

The ideal candidate holds a degree with at least 8 years in investment, including 3 years in management, and a solid grasp of the SFO.

Qualifications

• 8 years of experience in the investment industry, with at least 3 years in a managerial role.
• Strong understanding of the Securities and Futures Ordinance (SFO).
• License holder with HKSI Licensing Exam passes (Paper 1, 7 & 8) or equivalent.

Responsibilities

• Support the implementation and regular review of policies, procedures and guidelines to ensure SFO/regulatory compliance.
• Supervise day-to-day operations of the department and monitor securities trading activities.
• Assist in HKMA/SFC licensing registration activities for the Bank.
• Observe regulatory changes and propose follow-up actions.
• Coordinate responses with HKMA, SFC and HKEX and manage communications.
• Participate in system enhancements/integration projects and other ad hoc initiatives.

Skills

Regulatory compliance

Relationship management

Communication

Analytical skills

Leadership

Education

Bachelor's degree

Job description

Deputy Manager – Securities and Wealth Product Management (Ref: JD-SWPM)

Support the implementation and regular review of policies, procedures, and operational guidelines to ensure compliance with relevant SFO and regulatory requirements

Supervising the day-to-day operations of the Department and monitor securities trading activities

Assist in managing activities related to HKMA/SFC licensing registration for the Bank

Observing regulatory changes and proposing compliance follow-up actions

Assist to handle issues in relation to communications with HKMA, SFC and HKEX, co-ordinate necessary responses or actions

Participate in system enhancement/integration projects and other ad hoc operational initiatives

Requirements:

Degree holder with minimum of 8 years of experience in the investment industry, of which at least 3 years in a managerial level

With a strong understanding of the Securities and Futures Ordinance

Excellent relationship management, communication, interpersonal, and analytical skills

Experience in handling Careful Discretionary Orders is preferred

License holder with passes in HKSI Licensing Exam (Paper 1, 7 & 8) or equivalent

Qualified to act as Responsible Officer to supervise all regulated activities and operations of the RA1 is definite advantage

Personal data collected will be used for recruitment purpose only and will be treated in accordance with the Bank's Personal Information Collection Statement, a copy of which has been available in the Bank's career website.

Your application will include the following questions:

• Which of the following statements best describes your right to work in Hong Kong?
• What's your expected monthly basic salary?
• How many years' experience do you have as a product manager?
• What is your highest level of education?
• Which of the following SFC Licenses do you hold?