Securities & Wealth Product Manager — Regulatory & Operations Lead

Public Bank (Hong Kong) Ltd; Hong Kong; On-site; HKD 900,000 - 1,200,000; Full time

Job summary

Public Bank (Hong Kong) Ltd is seeking an Assistant Manager to lead Securities and Wealth Product Management with a strong emphasis on regulatory compliance and operational excellence. The role requires driving daily supervision of trading activities while supporting licensing processes and regulatory interactions.

The successful candidate will have a degree, at least five years in the investment industry with two years in a managerial role, and a solid SFO understanding.

Qualifications

• Degree holder with minimum of 5 years in the investment industry, including at least 2 years in a managerial capacity.
• Hands-on operational mindset balancing daily tasks with strategic oversight.
• Solid understanding of the Securities and Futures Ordinance (SFO).
• HKSI Licensing Exam passes (Paper 1, 7 & 8) or equivalent.
• Experience handling Careful Discretionary Orders preferred.
• Qualified to act as Responsible Officer to supervise all regulated activities (RA1) is a definite advantage.

Responsibilities

• Support implementation and regular review of policies, procedures, and guidelines to ensure SFO/regulatory compliance.
• Supervise and execute day-to-day operations and monitor securities trading activities.
• Assist in HKMA/SFC licensing registration activities.
• Observe regulatory changes and propose follow-up actions.
• Coordinate responses with HKMA, SFC and HKEX.
• Drive system enhancement and other ad hoc operational initiatives.

Skills

Regulatory compliance

Stakeholder management

Communication

Analytical skills

Leadership/management

Education

Degree holder

Job description

Public Bank (Hong Kong) Ltd is seeking an Assistant Manager to lead Securities and Wealth Product Management with a strong emphasis on regulatory compliance and operational excellence. The role requires driving daily supervision of trading activities while supporting licensing processes and regulatory interactions.

The successful candidate will have a degree, at least five years in the investment industry with two years in a managerial role, and a solid SFO understanding.