Assistant Manager – Securities and Wealth Product Management (Ref: JD-SWPM)

Public Bank (Hong Kong) Ltd; Hong Kong; Sur place; HKD 900 000 - 1 200 000; Plein temps

Résumé du poste

Public Bank (Hong Kong) Ltd is seeking an Assistant Manager to lead Securities and Wealth Product Management with a strong emphasis on regulatory compliance and operational excellence. The role requires driving daily supervision of trading activities while supporting licensing processes and regulatory interactions.

The successful candidate will have a degree, at least five years in the investment industry with two years in a managerial role, and a solid SFO understanding.

Qualifications

• Degree holder with minimum of 5 years in the investment industry, including at least 2 years in a managerial capacity.
• Hands-on operational mindset balancing daily tasks with strategic oversight.
• Solid understanding of the Securities and Futures Ordinance (SFO).
• HKSI Licensing Exam passes (Paper 1, 7 & 8) or equivalent.
• Experience handling Careful Discretionary Orders preferred.
• Qualified to act as Responsible Officer to supervise all regulated activities (RA1) is a definite advantage.

Responsabilités

• Support implementation and regular review of policies, procedures, and guidelines to ensure SFO/regulatory compliance.
• Supervise and execute day-to-day operations and monitor securities trading activities.
• Assist in HKMA/SFC licensing registration activities.
• Observe regulatory changes and propose follow-up actions.
• Coordinate responses with HKMA, SFC and HKEX.
• Drive system enhancement and other ad hoc operational initiatives.

Connaissances

Regulatory compliance

Stakeholder management

Communication

Analytical skills

Leadership/management

Formation

Degree holder

Description du poste

Assistant Manager – Securities and Wealth Product Management (Ref: JD-SWPM)

Support the implementation and regular review of policies, procedures, and operational guidelines to ensure compliance with relevant SFO and regulatory requirements

Take an active, hands‑on approach in supervising and executing the day‑to‑day operations of the Department and monitor securities trading activities

Assist in managing activities related to HKMA/SFC licensing registration for the Bank

Observing regulatory changes and proposing compliance follow‑up actions

Assist to handle issues in relation to communications with HKMA, SFC and HKEX, co‑ordinate necessary responses or actions

Drive and participate directly in system enhancement/integration projects and other ad hoc operational initiatives

Requirements:

Degree holder with minimum of 5 years of experience in the investment industry, of which at least 2 years in a managerial level

Strong willingness and capability for a hands‑on operational role, balancing strategic oversight with direct execution of daily tasks

With a strong understanding of the Securities and Futures Ordinance

Excellent relationship management, communication, interpersonal, and analytical skills

Experience in handling Careful Discretionary Orders is preferred

License holder with passes in HKSI Licensing Exam (Paper 1, 7 & 8) or equivalent

Qualified to act as Responsible Officer to supervise all regulated activities and operations of the RA1 is definite advantage

Personal data collected will be used for recruitment purpose only and will be treated in accordance with the Bank’s Personal Information Collection Statement, a copy of which has been available in the Bank’s career website.

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Your application will include the following questions:

• Which of the following statements best describes your right to work in Hong Kong?
• What's your expected monthly basic salary?
• How many years' experience do you have as an Assistant Security Manager?
• What is your highest level of education?
• Which of the following SFC Licenses do you hold?
• How many years' experience do you have as an Investment Manager?

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