Senior Internal Control & Compliance Leader

China Construction Bank (Asia) Corporation Limited; Hong Kong; On-site; HKD 1,000,000 - 1,800,000; Full time

Job summary

China Construction Bank (Asia) Corporation Limited (CCB (Asia)) seeks a Senior Internal Control Professional in Corporate Banking to oversee regulatory compliance, risk management and AML/KYC initiatives. The role involves advising front, middle and back office on compliance issues and coordinating with regulators to address inquiries and audits.

Applicants should have a strong background in control and credit risk, with leadership experience and fluency in English and Chinese.

Qualifications

• Minimum 10 years relevant experience in compliance, control and credit, with at least 2 years in supervisory level.
• Solid understanding of control, compliance, credit, audit and operational risk concept.
• Experience in developing risk and governance operating models.
• Fluency in both English and Chinese; Putonghua is a plus.

Responsibilities

• Oversee various projects and monitor/control issues under the Division to meet regulatory requirements.
• Ensure end-to-end processes and associated risks are managed in line with business strategy.
• Identify, manage and escalate material risk per Risk Management Framework.
• Oversee AML/IRA projects; monitor AML and KYC risk; implement procedures for clients and transactions.
• Provide advice to front, middle and back office on regulatory and compliance issues.
• Liaise with regulators; handle regulatory inquiries, audits, questionnaires and surveys.
• Draft, revise and implement desktop policy and procedures; conduct gap analyses with compliance.
• Ensure division complies with internal and external compliance framework.
• Provide regular reports/progress updates to management; coordinate with internal/external parties to meet deadlines.
• Perform any other duties as assigned.

Skills

Leadership

Communication

Interpersonal skills

English/Chinese fluency

Education

Bachelor's degree in Business/Finance/Law or related discipline

Job description

China Construction Bank (Asia) Corporation Limited (CCB (Asia)) seeks a Senior Internal Control Professional in Corporate Banking to oversee regulatory compliance, risk management and AML/KYC initiatives. The role involves advising front, middle and back office on compliance issues and coordinating with regulators to address inquiries and audits.

Applicants should have a strong background in control and credit risk, with leadership experience and fluency in English and Chinese.