Wealth Training & Competence Lead

Davy; Belfast City District; Hybrid; GBP 60,000 - 90,000; Full time

Benefits offered by this job

Hybrid work model

Learning & development opportunities

Assisted retirement planning

Job summary

Davy is seeking a Training & Competence Manager to shape and oversee the firm’s T&C framework, supporting advisers and certified individuals to deliver high-quality, compliant financial advice.

Based in Belfast with a hybrid working model, you will drive continuous improvement of capability, manage competency sign-off, and report trends to senior management while aligning with FCA requirements and Consumer Duty principles.

Qualifications

• Minimum 5 years' experience within the wealth management, financial planning, investment management or financial advice sector.
• Strong understanding of a Training & Competence role within Wealth Management.
• Excellent understanding of wealth management processes, FCA Training & Competence requirements, Consumer Duty principles, Certification Regime requirements.

Responsibilities

• Lead the Training & Competence Framework, driving continuous improvement in adviser capability and client outcomes.
• Oversee competency assessment and supervision, ensuring sign-off of qualified advisers and staff.
• Regulatory & Certification Oversight, maintaining qualifications and fitness and propriety processes.
• Management Information and Reporting, delivering monthly/quarterly T&C metrics to senior management.

Skills

Coaching

Analytical skills

Stakeholder management

Wealth management knowledge

Education

Chartered Financial Planner

Chartered Wealth Manager

Job description

Davy is seeking a Training & Competence Manager to shape and oversee the firm’s T&C framework, supporting advisers and certified individuals to deliver high-quality, compliant financial advice.

Based in Belfast with a hybrid working model, you will drive continuous improvement of capability, manage competency sign-off, and report trends to senior management while aligning with FCA requirements and Consumer Duty principles.