Remote T&C Supervisor for Financial Services

Broadgate; Grimsby; On-site; GBP 45,000 - 60,000; Full time

Job summary

Broadgate is seeking a Training & Competence Supervisor to support a growing team of advisers across the UK. The role focuses on maintaining FCA compliance, delivering induction and ongoing training, and coaching advisers toward competent status while ensuring high professional standards.

This is a full-time, home-based role with occasional travel to Bath and London, offering an opportunity to shape T&C across a broad wealth management client base.

Qualifications

• Current experience in a Training & Competence role within Financial Services.
• Level 4 Diploma in Regulated Financial Planning (DipPFS or DipFA) required.
• Strong observation, coaching and feedback skills.
• Analytical, pragmatic approach with the confidence to challenge appropriately.
• Excellent communication skills, comfortable presenting to individuals and groups.

Responsibilities

• Overseeing T&C for a portfolio of advisers, ensuring compliance with FCA regulations and the firm's T&C Scheme.
• Running observed meetings, 1-2-1s, coaching and feedback sessions.
• Supporting new and trainee advisers on their journey to full competent adviser status.
• Delivering induction and ongoing training.
• Maintaining accurate T&C records and reporting findings with clear recommendations.
• Monitoring transactions against company and FCA benchmarks.

Skills

Observation coaching

Feedback skills

Regulatory compliance

Financial services knowledge

Education

Level 4 Diploma in Regulated Financial Planning (DipPFS or DipFA)

Job description

Broadgate is seeking a Training & Competence Supervisor to support a growing team of advisers across the UK. The role focuses on maintaining FCA compliance, delivering induction and ongoing training, and coaching advisers toward competent status while ensuring high professional standards.

This is a full-time, home-based role with occasional travel to Bath and London, offering an opportunity to shape T&C across a broad wealth management client base.