Senior Risk & Compliance Associate – Settlement

Capital One; Farnborough; Hybrid; GBP 60,000 - 90,000; Full time

Benefits offered by this job

Hybrid work pattern

Private medical insurance

Pension

25 days annual leave

Funding for external qualifications

Parental leave

Job summary

Capital One UK in Farnborough is seeking a pro to join the International Settlement team. You will manage settlement balancing, reconciliations and system configuration, liaising with Legal, Compliance and Business Risk, and supporting risk/control activities.

You’ll assess current operations, implement enhancements, and oversee control design reviews, testing and reporting while escalating risks. This role offers hybrid working two days in-office and three remote.

Qualifications

• Cross functional knowledge of Payment Network Industry focusing on Financial Services, Compliance, Internal Audit, Risk or Operations.
• Google Suite knowledge and expertise, particularly in AI (Gemini and GEMS)
• Effective written and verbal communication skills with all levels of employees and management; including managing expectations, communicating issues, risks and opportunities.
• Certification in Control Self Assessment, Certified Internal Auditor, Certified Public Accountant (CPA) or Certified Regulatory Compliance Manager

Responsibilities

• Develop and maintain job aids and tools for policy and standard requirements.
• Maintain a library of risks and controls.
• Perform control design reviews and compliance risk assessments.
• Monitor risk and control environment for weaknesses and identify improvements.
• Execute control testing plans.
• Educate staff on policy requirements and control testing.
• Ensure identification and implementation of controls to manage risks.
• Act as subject matter expert on Settlement risks and controls.
• Oversee timely completion of control design reviews and assessments.
• Create and distribute monthly risk reporting and complaints data.
• Lead customer complaint remediation projects.

Skills

Cross-functional knowledge

Google Suite

Effective communication

Risk management

Settlement knowledge

Tools

Gemini AI

GEMS AI

Job description

Capital One UK in Farnborough is seeking a pro to join the International Settlement team. You will manage settlement balancing, reconciliations and system configuration, liaising with Legal, Compliance and Business Risk, and supporting risk/control activities.

You’ll assess current operations, implement enhancements, and oversee control design reviews, testing and reporting while escalating risks. This role offers hybrid working two days in-office and three remote.