Senior Regulated Advice Quality Manager

Fidelity International; Tadworth; Vor Ort; GBP 42.000 - 60.000; Vollzeit

Zusammenfassung

Fidelity International in Tadworth is seeking a Quality Monitoring professional to verify advice quality and adherence to regulatory standards. You will observe adviser meetings, review pre- and post-sale guidance, and ensure suitability for clients across ISAs, pensions and retirement planning products.

The role requires a Diploma in Regulated Financial Planning or equivalent, ongoing CPD, and strong pensions knowledge.

Qualifikationen

• Diploma in Regulated Financial Planning or equivalent (E).
• Current CPD record (E).
• Technical expertise in pensions and retirement planning (E), ideally including safeguarded pension benefits and complex retirement advice (D).
• Broad knowledge of holistic financial planning (E).

Aufgaben

• Check pre- and post-sale advice and carry out observations of adviser/client meetings to ensure clients are given suitable advice which meets their objectives, following internal processes and regulatory requirements.
• Ensure compliance with legal and regulatory disclosure requirements.
• Familiar with ISAs, Investment Accounts, pensions and retirement planning products such as annuities.
• Work with Fidelity products and a limited range of Fidelity funds.

Ausbildung

Diploma in Regulated Financial Planning or equivalent

Current CPD record

Technical expertise in pensions and retirement planning

Broad knowledge of holistic financial planning

Tools

Intelligent Office

Jobbeschreibung

Fidelity International in Tadworth is seeking a Quality Monitoring professional to verify advice quality and adherence to regulatory standards. You will observe adviser meetings, review pre- and post-sale guidance, and ensure suitability for clients across ISAs, pensions and retirement planning products.

The role requires a Diploma in Regulated Financial Planning or equivalent, ongoing CPD, and strong pensions knowledge.