Advice Quality Manager

Clayton Davies; United Kingdom; Sur place; GBP 50 000 - 70 000; Plein temps

Résumé du poste

Clayton Davies is seeking an Advice Quality Manager in the United Kingdom to enhance the quality of advice, capability, and risk management across advisers. The role includes reviewing advice quality, providing feedback, and supporting adviser development through coaching and training. Candidates should have experience in FCA-regulated environments and hold a Diploma Level 4 in Regulated Financial Planning. This position is crucial for maintaining high standards of advice and supporting advisers in their professional growth.

Qualifications

• Experience in adviser supervision within an FCA-regulated environment.
• Strong understanding of the regulated advice process and FCA requirements.
• Confidence in reviewing advice and delivering meaningful feedback.

Responsabilités

• Review advice quality and provide constructive feedback for advisers.
• Identify development needs and translate insights into coaching activity.
• Monitor adviser risk profiles and contribute to oversight approaches.

Connaissances

Experience working in adviser supervision

Understanding of FCA requirements

Ability to coach and influence advisers

Reviewing advice and assessing suitability

Formation

Diploma Level 4 in Regulated Financial Planning

Description du poste

Our client is a leading wealth management firm who are looking for an Advice Quality Manager to help strengthen advice quality, capability, and risk management across a growing adviser population. This role plays a key part in supporting advisers to deliver consistently high standards of advice while developing their technical competence, confidence, and professional judgement.

You’ll work closely with colleagues across compliance, adviser leadership, and learning functions to shape a strong development culture, balancing regulatory expectations with practical, real-world adviser support.

Role & Responsibilities

• Reviewing advice quality and providing clear, constructive feedback that helps advisers improve outcomes for clients
• Identifying development needs and translating insight into targeted coaching, training, and learning activity
• Supporting adviser onboarding, progression, and ongoing competence assessment
• Monitoring adviser risk profiles and contributing to proportionate oversight approaches
• Designing and delivering learning interventions covering technical knowledge, regulation, professionalism, and soft skills
• Contributing to management insight through reporting on themes, trends, and emerging risks
• Acting as a trusted point of reference for adviser development and technical guidance
• Playing an active role in embedding good customer outcomes and regulatory expectations into day-to-day advice practices

Do you have the following to apply?

• Experience working in adviser supervision, competence, or development within an FCA-regulated environment
• Strong understanding of the regulated advice process and relevant FCA requirements
• Confidence in reviewing advice, assessing suitability, and delivering meaningful feedback
• Proven ability to coach, influence, and support advisers at different stages of their careers
• Diploma Level 4 in Regulated Financial Planning (or equivalent)