Senior Compliance Officer, Funds

JR United Kingdom; Basildon; On-site; GBP 50,000 - 70,000; Full time

Job summary

A progressive alternative funds platform in Basildon seeks a Senior Compliance Officer to enhance its compliance framework. This role provides a unique opportunity for development within a small team, suitable for candidates eager to climb the career ladder. Strong familiarity with UCITS, Evergreen, and private market funds will be beneficial.

Qualifications

• Experience in compliance within the financial sector is crucial.
• Knowledge of UCITS and Evergreen funds is a distinct advantage.
• Candidates should have familiarity with private markets and liquid assets.

Responsibilities

• Join the compliance team as a Senior Compliance Officer.
• Cover all facets of compliance and mentor junior members.
• Work closely with external managers and ensure product compliance.

Skills

Compliance knowledge

Product knowledge (UCITS, Evergreen funds)

Exposure to private markets funds

Experience with liquid assets

Job description

Senior Compliance Officer, Funds, Basildon

Client: Hays

Location: Basildon, United Kingdom

Job Category: Other

EU work permit required: Yes

Job Views:

3

Posted:

10.06.2025

Expiry Date:

25.07.2025

Job Description:

Progressive alternative funds platform seeks a Senior Compliance Officer to join its small compliance team. Reporting to the CCO, this is a generalist role covering all facets of compliance and offers an excellent opportunity to develop along the career pathway for those with longer-term aspirations to head a function. The firm partners with external managers, and working knowledge of product and distribution matters is a distinct advantage, particularly around UCITS and Evergreen funds. Exposure to private markets funds is preferred, but candidates with experience in liquid assets will also be considered.

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