Senior Compliance Officer, Funds

JR United Kingdom; Woking; On-site; GBP 40,000 - 70,000; Full time

Job summary

A progressive alternative funds platform in Woking is seeking a Senior Compliance Officer to enhance its compliance operations. This role includes comprehensive responsibilities across compliance areas and offers clear pathways for professional growth, suitable for individuals aspiring to lead a compliance function.

Qualifications

• Experience in compliance, ideally within funds.
• Understanding of UCITS and Evergreen funds advantageous.
• Experience in private markets or liquid assets preferred.

Responsibilities

• Join a small compliance team and report to the CCO.
• Cover all facets of compliance.
• Opportunity for career development in compliance.

Skills

Compliance knowledge

Knowledge of UCITS

Product and distribution matters

Experience in liquid assets

Exposure to private markets funds

Job description

Senior Compliance Officer, Funds, Woking

Client: Hays

Location: Woking, United Kingdom

Job Category: Other

EU work permit required: Yes

Job Views:

3

Posted:

10.06.2025

Expiry Date:

25.07.2025

Job Description:

Progressive alternative funds platform seeks a Senior Compliance Officer to join its small compliance team. Reporting to the CCO, this is a generalist role covering all facets of compliance and offers an excellent opportunity for career development, with aspirations to eventually head a compliance function. The firm partners with external managers, and knowledge of product and distribution matters, especially around UCITS and Evergreen funds, is advantageous. Exposure to private markets funds is preferred, but candidates with experience in liquid assets will also be considered.

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