Senior Compliance Officer, Funds

JR United Kingdom; Luton; On-site; GBP 50,000 - 75,000; Full time

Job summary

A progressive alternative funds platform in Luton is seeking a Senior Compliance Officer for their compliance team. This generalist role offers excellent career development opportunities, with potential to head compliance functions. Ideal candidates should have knowledge of UCITS, product distribution matters, and experience with private markets funds.

Qualifications

• Experience as a Compliance Officer or in a related field.
• Awareness of compliance standards and regulations.
• Ability to work in a small team and handle various compliance tasks.

Responsibilities

• Cover all facets of compliance within the firm.
• Report to the Chief Compliance Officer (CCO).
• Support the development and leadership of compliance functions.

Skills

Knowledge of UCITS

Understanding of private markets funds

Experience with liquid assets

Job description

Job Title: Senior Compliance Officer, Funds

Location: Luton, Bedfordshire, United Kingdom

Client: Hays

Job Category:

Other

EU Work Permit Required:

Yes

Job Views:

3

Posted:

10.06.2025

Expiry Date:

25.07.2025

Job Description:

Progressive alternative funds platform seeks a Senior Compliance Officer to join its small compliance team. Reporting to the CCO, this is a generalist role covering all facets of compliance and offers an excellent opportunity for career development, with aspirations to eventually head a compliance function. The firm partners with external managers, and knowledge of product and distribution matters, particularly around UCITS and Evergreen funds, is advantageous. Exposure to private markets funds is preferred, but experience with liquid assets will also be considered.

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