Senior Compliance Officer, Funds

JR United Kingdom; Maidstone; On-site; GBP 50,000 - 70,000; Full time

Job summary

A progressive alternative funds platform in Maidstone is seeking a Senior Compliance Officer to join a small compliance team. This generalist role offers an excellent opportunity for career development, particularly for candidates with experience in funds such as UCITS and private markets.

Qualifications

• Strong background in compliance within financial services.
• Experience with various fund types, especially UCITS and private markets.
• Ability to collaborate with external managers.

Responsibilities

• Oversee all facets of compliance in a generalist role.
• Lead and develop the compliance function in the future.
• Work closely with the Chief Compliance Officer.

Skills

Knowledge of product and distribution matters

Experience in compliance roles

Understanding of UCITS and Evergreen funds

Experience with private markets funds

Job description

Senior Compliance Officer, Funds, Maidstone

A progressive alternative funds platform is seeking a Senior Compliance Officer to join its small compliance team. Reporting to the Chief Compliance Officer (CCO), this generalist role covers all facets of compliance and offers an excellent opportunity for career development, with aspirations to eventually head a compliance function.

The firm collaborates with external managers, and knowledge of product and distribution matters is advantageous, especially regarding UCITS and Evergreen funds. Experience with private markets funds is preferred, but candidates with experience in liquid assets will also be considered.

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