Senior Compliance Officer, Funds

JR United Kingdom; Hemel Hempstead; On-site; GBP 50,000 - 70,000; Full time

Job summary

A progressive alternative funds platform in Hemel Hempstead is seeking a Senior Compliance Officer. This generalist role offers a unique opportunity to oversee compliance matters across various funds, with potential for career growth within the compliance function. Candidates with knowledge of UCITS, Evergreen funds, and private markets are highly desirable.

Qualifications

• Experience in compliance roles within financial services.
• Understanding of product and distribution matters.
• Desire for career development and leading compliance functions.

Responsibilities

• Overseeing all aspects of compliance as part of the small compliance team.
• Reporting to the Chief Compliance Officer.
• Possibility to lead the compliance function in the future.

Skills

Knowledge of compliance

Regulatory knowledge

Experience with UCITS and Evergreen funds

Exposure to private markets funds

Job description

Senior Compliance Officer, Funds, Hemel Hempstead

This role is with a progressive alternative funds platform seeking a Senior Compliance Officer to join its small compliance team. Reporting to the Chief Compliance Officer (CCO), this generalist position covers all aspects of compliance and offers an excellent opportunity for career development, with aspirations to eventually lead a compliance function.

The firm partners with external managers, and knowledge of product and distribution matters is highly advantageous, especially regarding UCITS and Evergreen funds. Exposure to private markets funds is preferred, but candidates with experience in liquid assets will also be considered.

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