Senior Compliance Officer, Funds

JR United Kingdom; London; On-site; GBP 60,000 - 90,000; Full time

Job summary

A progressive alternative funds platform in West London is seeking a Senior Compliance Officer to join their small compliance team. This generalist role covers comprehensive compliance duties and offers a significant opportunity for career development. Preferred candidates will have knowledge of UCITS and Evergreen funds, though those with liquid asset experience will also be considered. This position is an excellent stepping stone for those aspiring to head a compliance function in the future.

Qualifications

• Experience with UCITS and Evergreen funds preferred.
• Background in private markets funds is an advantage.
• Generalist compliance knowledge is essential.

Responsibilities

• Cover all facets of compliance in a small team.
• Report directly to the Chief Compliance Officer.
• Develop along the career pathway towards leading a function.

Skills

Compliance

Regulatory Knowledge

Risk Management

Education

Relevant degree or equivalent

Job description

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Senior Compliance Officer, Funds, west london

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Client:

Hays

Location:

west london, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Views:

3

Posted:

10.06.2025

Expiry Date:

25.07.2025

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Job Description:

Progressive alternative funds platform seeks a Senior Compliance Officer to join its small compliance team. Reporting to the CCO, this is a generalist role covering all facets of compliance and is an excellent opportunity to develop along the career pathway for those with longer-term aspirations to ultimately head a function. The firm partners with external managers and working knowledge of product and distribution matters is a distinct advantage, particularly around UCITS and Evergreen funds. Exposure to private markets funds is preferred but those whose experience centres on liquid assets will also be considered.

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