Independent Financial Advisor

JR United Kingdom; Watford; Remote; GBP 30,000 - 70,000; Full time

Job summary

A leading wealth management firm is seeking an Independent Financial Adviser based in Watford. Responsibilities include providing holistic financial advice, ensuring compliance with company standards, and maintaining client records. This role offers full paraplanning and administration support, ideal for qualified advisers looking to further their career.

Qualifications

• Previous experience as a Financial Adviser is required.
• Ideally hold SPS Statement of Professional Standing.

Responsibilities

• Operate in a client-centric environment providing independent whole-of-market advice.
• Analyze clients’ finances to establish suitable solutions.
• Ensure compliance with Advice Standards and Consumer Duty.

Skills

Client-centric advice

Record-keeping

Holistic financial analysis

Education

RQF Level 4 Diploma in Regulated Financial Planning

Job description

Social network you want to login/join with:

Independent Financial Advisor, Watford, Hertfordshire

Client:

Clayton Davies

Location:

Watford, Hertfordshire, United Kingdom

Job Category:

Other

-

EU work permit required:

Yes

Job Views:

4

Posted:

31.05.2025

Expiry Date:

15.07.2025

Job Description:

Home Based

Our client, a successful wealth management firm, is looking for an Independent Financial Adviser to join the team. You will receive full paraplanning and administration support.

Role & Responsibilities:

• Operate to high standards within a client-centric environment, practicing a standardized process for advising clients and maintaining records of advice.
• Provide fully holistic independent whole-of-market advice to customers.
• Analyze clients’ circumstances and finances to establish suitable solutions for their needs.
• Ensure client outcomes adhere to company Advice Standards and Consumer Duty Policy.
• Provide clients with comprehensive verbal and documented recommendations in line with best practices.
• Ensure best practice and optimal client outcomes.
• Keep records appropriately in line with the company’s record-keeping and file quality requirements.
• Maintain competence to provide advice through ongoing CPD activities.

Requirements to apply:

• RQF Level 4 Diploma in Regulated Financial Planning (or equivalent).
• Previous experience as a Financial Adviser.
• Ideally hold SPS Statement of Professional Standing by an FCA-accredited body.

Due to high application volume, responses will be limited. If not contacted within 7 working days, you have not been shortlisted.

Clayton Davies is acting as an employment agency on behalf of the client.