Independent Financial Advisor

JR United Kingdom; Stevenage; Remote; GBP 30,000 - 50,000; Full time

Job summary

A leading wealth management firm in Stevenage seeks an Independent Financial Adviser to join their home-based team. The successful applicant will be responsible for delivering holistic financial advice while adhering to strict compliance and quality standards. You will receive comprehensive paraplanning and operational support, enabling you to focus on client needs.

Qualifications

• Previous experience as a Financial Adviser required.
• Competency through ongoing CPD activities needed.

Responsibilities

• Operate to the highest standards within a client-centric environment.
• Analyze clients' circumstances and provide holistic financial advice.
• Maintain records in line with company quality requirements.

Skills

Client-Centric Advising

Holistic Financial Analysis

Record-Keeping

Compliance with Advice Standards

Communication Skills

Education

RQF Level 4 Diploma in Regulated Financial Planning

SPS Statement of Professional Standing

Job description

Social network you want to login/join with:

Independent Financial Advisor, Stevenage

col-narrow-left

Client:

Clayton Davies

Location:

Job Category:

Other

-

EU work permit required:

Yes

col-narrow-right

Job Views:

4

Posted:

31.05.2025

Expiry Date:

15.07.2025

col-wide

Job Description:

Home Based

Our client, a successful wealth management firm, is looking for an Independent Financial Adviser to join the team. You will receive full paraplanning and administration support.

Role & Responsibilities:

• Operate to the highest standards within a client-centric environment, practicing a standardized process for advising clients and maintaining records of advice.
• Provide fully holistic independent whole-of-market advice to customers.
• Analyze clients’ circumstances and finances to establish suitable solutions for their needs.
• Ensure client outcomes adhere to company Advice Standards and Consumer Duty Policy.
• Provide clients with comprehensive verbal and documented recommendations in line with the company’s best practices.
• Ensure best practice and positive client outcomes.
• Keep records appropriately in line with the company’s record-keeping and file quality requirements.
• Maintain competence to provide advice through ongoing CPD activities.

Requirements:

• RQF Level 4 Diploma in Regulated Financial Planning (or equivalent).
• Previous experience as a Financial Adviser.
• Ideally hold SPS Statement of Professional Standing by an FCA-accredited body.

Due to high application volume, responses may be delayed. If you are not contacted within 7 working days, you have not been shortlisted.

Clayton Davies is acting as an employment agency on behalf of our client.