Independent Financial Advisor

JR United Kingdom; Milton Keynes; Remote; GBP 40,000 - 70,000; Full time

Job summary

A leading wealth management firm seeks an Independent Financial Adviser to deliver comprehensive financial advice and client support. This home-based position emphasizes client outcomes, compliance with standards, and maintaining quality records. Successful candidates will hold a relevant diploma and have financial advising experience.

Qualifications

• Prior experience as a Financial Adviser is essential.
• Maintain competence for advice and document CPD program.

Responsibilities

• Provide holistic advice and analyze client finances.
• Ensure compliance with company Advice Standards.
• Document client recommendations and maintain records.

Skills

Client-centric advising

Holistic financial analysis

Compliance knowledge

Education

RQF level 4 Diploma in Regulated Financial Planning

Job description

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Client:

Clayton Davies

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Job Category:

Other

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EU work permit required:

Yes

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Job Views:

4

Posted:

31.05.2025

Expiry Date:

15.07.2025

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Job Description:

Home Based

Our client, a successful wealth management firm, is looking for an Independent Financial Adviser to join the team. You will receive full paraplanning and administration support.

Role & Responsibilities:

• Operate to the highest standards within a client-centric environment, practicing a standardized process for advising clients and maintaining records of advice.
• Provide fully holistic independent whole-of-market advice to customers.
• Analyze clients’ circumstances and finances to establish suitable solutions for their needs.
• Ensure client outcomes adhere to company Advice Standards and Consumer Duty Policy.
• Provide clients with comprehensive verbal and documented recommendations in line with the company’s best practice.
• Ensure best practice and client outcomes.
• Maintain appropriate records in line with the company’s record-keeping and file quality requirements.
• Ensure that competence to provide advice is maintained and a program of CPD is undertaken and documented.

Qualifications & Requirements:

• RQF level 4 Diploma in Regulated Financial Planning (or equivalent).
• Previous experience as a Financial Adviser.
• Ideally hold SPS Statement of Professional Standing by an FCA-accredited body.

Due to the high volume of applications received, we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.

Clayton Davies is acting as an employment agency on behalf of our client.