Financial Services Consultant - Regulatory Compliance Monitoring

JR United Kingdom; Woking; On-site; GBP 40,000 - 60,000; Full time

Job summary

A leading consultancy is seeking a Financial Services Consultant specializing in Regulatory Compliance Monitoring in Woking. The successful candidate will support compliance initiatives, draft key regulatory policies, and conduct thorough research and analysis on regulatory frameworks. This role demands a detail-oriented professional with a strong understanding of UK regulations and a collaborative approach to client engagement.

Qualifications

• 1-3 years of experience in compliance, operations, or regulatory support.
• Excellent knowledge of UK regulatory frameworks.
• Experience within Financial Services or Consulting.

Responsibilities

• Support clients with the execution and maintenance of compliance monitoring programs.
• Assist in drafting and reviewing key policies such as AML and Financial Crime.
• Conduct quarterly horizon scanning for regulatory changes.

Skills

Regulatory knowledge

Analytical skills

Detail-oriented

Client collaboration

Education

Bachelor's degree in Finance

Bachelor's degree in Law

Bachelor's degree in Economics

Bachelor's degree in Business

Job description

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Financial Services Consultant - Regulatory Compliance Monitoring, Woking

Client: Miryco Consultants Ltd

Location: Woking, United Kingdom

Job Category: Other

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EU work permit required:

Yes

Job Views:

4

Posted:

04.06.2025

Expiry Date:

19.07.2025

Job Description:

Miryco Consultants are working with a private equity-backed high-growth Financial Services Consultancy. The firm is looking for a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clients.

This position is ideal for a highly motivated and detail-oriented professional eager to join a fast-paced consultancy during their next growth phase.

Responsibilities:

• Support clients with the execution and maintenance of compliance monitoring programs.
• Assist in drafting and reviewing key policies such as Financial Crime, Anti-Money Laundering (AML), and Personal Account Dealing.
• Conduct quarterly horizon scanning exercises to identify upcoming regulatory changes for stakeholders.
• Perform regulatory compliance research and analysis tasks for clients.
• Collaborate with client stakeholders to maintain awareness of regulatory expectations and promote compliance best practices.

Experience:

• Bachelor's degree in Finance, Law, Economics, or Business.
• 1-3 years of experience in compliance, operations, or regulatory support within Financial Services or Consulting.
• Excellent knowledge of UK regulatory frameworks.

Location: London, UK

Please note, our client cannot offer sponsorship for this role. If you are not contacted within five working days of application submission, you have not been shortlisted. We will contact you if other suitable opportunities arise.

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