Financial Services Consultant - Regulatory Compliance Monitoring

JR United Kingdom; Swindon; On-site; GBP 25,000 - 45,000; Full time

Job summary

A leading consultancy in financial services is seeking a Financial Services Consultant specializing in regulatory compliance monitoring. The ideal candidate will have a strong regulatory background and the ability to assist clients with compliance and operational services during a period of growth. This role promises to be dynamic and impactful as part of a fast-paced team anticipating regulatory changes.

Qualifications

• 1-3 years of experience in compliance, operations, or regulatory support.
• Strong knowledge of UK regulatory frameworks.

Responsibilities

• Support clients in implementing compliance monitoring programs.
• Assist in drafting and reviewing key compliance policies.
• Conduct regulatory compliance research as needed.

Skills

Regulatory Knowledge

Compliance Monitoring

Analytical Skills

Education

Bachelor's degree in Finance, Law, Economics, or Business

Job description

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Financial Services Consultant - Regulatory Compliance Monitoring, Swindon, Wiltshire

Client: Miryco Consultants Ltd

Location: Swindon, Wiltshire, United Kingdom

Job Category: Other

EU work permit required: Yes

Job Views:

4

Posted:

04.06.2025

Expiry Date:

19.07.2025

Job Description:

Miryco Consultants is working with a private equity-backed, high-growth Financial Services Consultancy. They are seeking a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clients.

This position is ideal for a highly motivated and detail-oriented individual looking to join a fast-paced consultancy during its growth phase.

Responsibilities:

• Support clients with the implementation and maintenance of compliance monitoring programs.
• Assist in drafting and reviewing key policies such as Financial Crime, Anti-Money Laundering (AML), and Personal Account Dealing.
• Conduct quarterly horizon scanning exercises to identify and summarize upcoming regulatory changes for stakeholders.
• Perform regulatory compliance research and analysis tasks as needed.
• Collaborate with client stakeholders to ensure understanding of regulatory expectations and promote compliance best practices.

Experience:

• Bachelor's degree in Finance, Law, Economics, or Business.
• 1-3 years of experience in compliance, operations, or regulatory support within Financial Services or Consulting.
• Strong knowledge of UK regulatory frameworks.

Location: Swindon, UK

Please note, our client cannot offer sponsorship for this role. If you are not contacted within five working days of application, you have not been shortlisted. We will contact you if other suitable opportunities arise.

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