Financial Services Consultant - Regulatory Compliance Monitoring

JR United Kingdom; Southampton; On-site; GBP 35,000 - 55,000; Full time

Job summary

A leading financial services consultancy based in Southampton is seeking a Financial Services Consultant to enhance regulatory compliance monitoring for clients. The ideal candidate will be detail-oriented with a robust understanding of UK regulations and compliance protocols. This role offers the chance to thrive in a dynamic environment while supporting critical compliance initiatives.

Qualifications

• 1-3 years of experience in compliance, operations, or regulatory support.
• Strong knowledge of UK regulatory frameworks.

Responsibilities

• Support clients with compliance monitoring programmes.
• Assist in drafting and reviewing compliance policies.
• Conduct quarterly horizon scanning for regulatory changes.
• Perform regulatory compliance research and analysis.
• Collaborate with client stakeholders.

Skills

Regulatory knowledge

Compliance Monitoring

Policy drafting

AML

Financial Crime

Research and analysis

Stakeholder collaboration

Education

Bachelor's degree in Finance, Law, Economics, or Business

Job description

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Financial Services Consultant - Regulatory Compliance Monitoring, Southampton

Client:

Miryco Consultants Ltd

Location:

Southampton, United Kingdom

Job Category:

Other

EU work permit required:

Yes

Job Views:

4

Posted:

04.06.2025

Expiry Date:

19.07.2025

Job Description:

Miryco Consultants is working with a private equity-backed, high-growth Financial Services Consultancy. They are seeking a professional with strong regulatory knowledge to support regulatory compliance and operations services for their clients.

This role is ideal for a highly motivated, detail-oriented professional eager to join a fast-paced consultancy during its growth phase.

Responsibilities:

• Support clients with compliance monitoring programmes.
• Assist in drafting and reviewing policies such as Financial Crime, AML, and Personal Account Dealing.
• Conduct quarterly horizon scanning for upcoming regulatory changes.
• Perform regulatory compliance research and analysis for clients.
• Collaborate with client stakeholders to promote compliance best practices.

Experience:

• Bachelor's degree in Finance, Law, Economics, or Business.
• 1-3 years of experience in compliance, operations, or regulatory support within Financial Services or Consulting.
• Strong knowledge of UK regulatory frameworks.

Location: London, UK

Please note, our client cannot offer sponsorship for this role. If you are not contacted within five working days, you have not been shortlisted, but we will keep your details for future opportunities.

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