Financial Services Consultant - Regulatory Compliance Monitoring

JR United Kingdom; Basingstoke; On-site; GBP 40,000 - 55,000; Full time

Job summary

A leading consultancy in Financial Services is looking for a Financial Services Consultant to support regulatory compliance efforts. This role requires a detail-oriented professional with knowledge of UK regulations and compliance strategies. The successful candidate will assist clients in establishing compliance monitoring programs and ensure adherence to regulatory standards during the consultancy's growth phase.

Qualifications

• 1-3 years of experience in compliance or regulatory support.
• Strong knowledge of UK regulatory frameworks.
• Detail-oriented with a focus on compliance best practices.

Responsibilities

• Support clients in implementing compliance monitoring programs.
• Draft and review key compliance policies.
• Conduct regulatory compliance research for clients.

Skills

Regulatory knowledge

Compliance monitoring

Research and analysis

Education

Bachelor's degree in Finance, Law, Economics, or Business

Job description

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Financial Services Consultant - Regulatory Compliance Monitoring, Basingstoke

Client: Miryco Consultants Ltd

Location: Basingstoke, UK

Job Category: Other

EU work permit required: Yes

Job Views: 4

Posted: 04.06.2025

Expiry Date: 19.07.2025

Job Description:

Miryco Consultants are working with a private equity-backed, high-growth Financial Services Consultancy. They are seeking a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clients.

This position is ideal for a motivated and detail-oriented professional looking to join a fast-paced consultancy during its growth phase.

Responsibilities:

• Support clients with the implementation and maintenance of compliance monitoring programs.
• Assist in drafting and reviewing key policies such as Financial Crime, Anti-Money Laundering (AML), and Personal Account Dealing.
• Conduct quarterly horizon scanning exercises to identify upcoming regulatory changes for stakeholders.
• Perform regulatory compliance research and analysis for clients.
• Collaborate with client stakeholders to promote compliance best practices.

Experience:

• Bachelor's degree in Finance, Law, Economics, or Business.
• 1-3 years of experience in compliance, operations, or regulatory support within Financial Services or Consulting.
• Strong knowledge of UK regulatory frameworks.

Location: London, UK

Please note, our client cannot offer sponsorship for this role. If you are not contacted within five working days, you have not been shortlisted. We will contact you if other suitable opportunities arise.

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