Financial Services Consultant - Regulatory Compliance Monitoring

JR United Kingdom; Stevenage; On-site; GBP 35,000 - 55,000; Full time

Job summary

A leading consultancy is seeking a Financial Services Consultant specializing in Regulatory Compliance Monitoring to deliver high-quality compliance services. This role requires strong regulatory knowledge, the ability to draft key compliance policies, and the capacity to support clients in maintaining compliance monitoring programs. The ideal candidate will possess a bachelor's degree and relevant experience within Financial Services or consulting.

Qualifications

• 1-3 years of experience in compliance, operations, or regulatory support within Financial Services or Consulting.
• Excellent working knowledge of UK regulatory frameworks.

Responsibilities

• Support clients with the execution and ongoing maintenance of compliance monitoring programmes.
• Assist with the drafting and review of key policies such as Financial Crime, Anti-Money Laundering (AML), and Personal Account Dealing.
• Conduct quarterly horizon scanning exercises to identify and summarise upcoming regulatory changes.

Skills

Regulatory knowledge

Compliance monitoring

Regulatory compliance research

Education

Bachelor's degree in Finance, Law, Economics, or Business

Job description

Financial Services Consultant - Regulatory Compliance Monitoring, stevenage

Client:

Miryco Consultants Ltd

Location:

Job Category:

Other

-

EU work permit required:

Yes

Job Views:

4

Posted:

04.06.2025

Expiry Date:

19.07.2025

Job Description:

Miryco Consultants are working with a private equity backed high-growth Financial Services Consultancy. The firm are looking for a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clients.

This position is a great fit for a highly motivated and detail-oriented professional looking to join a fast-paced consultancy through their next stage of growth.

Responsibilities:

• Support clients with the execution and ongoing maintenance of compliance monitoring programmes.
• Assist with the drafting and review of key policies such as Financial Crime, Anti-Money Laundering (AML), and Personal Account Dealing.
• Conduct quarterly horizon scanning exercises to identify and summarise upcoming regulatory changes for external and internal stakeholders.
• Perform ad hoc regulatory compliance research and analysis tasks for clients.
• Work with client stakeholders to maintain awareness of regulatory expectations and promote compliance best practices.

Experience:

• Bachelor's degree in Finance, Law, Economics, or Business.
• 1-3 years of experience in compliance, operations, or regulatory support within Financial Services or Consulting.
• Excellent working knowledge of UK regulatory frameworks.

Location: London, UK

Please note, our client is unable to offer sponsorship for this opportunity. Finally, should you not be contacted within five working days of submitting your application, then unfortunately you have not been shortlisted for the opportunity. We will however, be in touch should there be any other opportunities of potential interest that are suiting to your skills.

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Created on 04/06/2025 by JR United Kingdom