Financial Services Consultant - Regulatory Compliance Monitoring

JR United Kingdom; Guildford; On-site; GBP 40,000 - 60,000; Full time

Job summary

A leading consultancy is seeking a Financial Services Consultant specializing in Regulatory Compliance Monitoring to join their growing team in Guildford. The role involves supporting clients with compliance programmes, reviewing crucial policies, and conducting analytical tasks related to regulatory changes. Ideal candidates hold a relevant degree and possess a strong knowledge of UK regulations, coupled with 1-3 years of experience in the financial services sector.

Qualifications

• 1-3 years of experience in compliance, operations, or regulatory support.
• Excellent knowledge of UK regulatory frameworks.
• Detail-oriented and highly motivated.

Responsibilities

• Support clients with compliance monitoring programmes.
• Draft and review key compliance policies.
• Conduct quarterly horizon scanning for regulatory changes.

Skills

Regulatory Knowledge

Compliance Monitoring

Research and Analysis

Education

Bachelor's degree in Finance, Law, Economics, or Business

Job description

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Financial Services Consultant - Regulatory Compliance Monitoring, Guildford

Client: Miryco Consultants Ltd

Location: Guildford, United Kingdom

Job Category: Other

EU work permit required: Yes

Job Views:

4

Posted:

04.06.2025

Expiry Date:

19.07.2025

Job Description:

Miryco Consultants are working with a private equity-backed high-growth Financial Services Consultancy. The firm is looking for a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clients.

This position is ideal for a highly motivated and detail-oriented professional seeking to join a fast-paced consultancy during its growth phase.

Responsibilities:

• Support clients with the execution and ongoing maintenance of compliance monitoring programmes.
• Assist in drafting and reviewing key policies such as Financial Crime, Anti-Money Laundering (AML), and Personal Account Dealing.
• Conduct quarterly horizon scanning exercises to identify and summarise upcoming regulatory changes for stakeholders.
• Perform ad hoc regulatory compliance research and analysis tasks for clients.
• Collaborate with client stakeholders to maintain awareness of regulatory expectations and promote compliance best practices.

Experience:

• Bachelor's degree in Finance, Law, Economics, or Business.
• 1-3 years of experience in compliance, operations, or regulatory support within Financial Services or Consulting.
• Excellent knowledge of UK regulatory frameworks.

Location: London, UK

Please note, our client cannot offer sponsorship for this opportunity. If you are not contacted within five working days of application submission, you have not been shortlisted. However, we will contact you if other suitable opportunities arise.

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