EMEA Employee Compliance & Registrations Advisor

JP Morgan Chase

Lower Blandford St Mary

On-site

GBP 55,000 - 75,000

Full time

3 days ago
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Job summary

JP Morgan Chase is seeking a Compliance Advisory Associate to support the EMEA Registrations team across regulated professionals. You will implement regulatory changes, shape policy requirements, and provide expert guidance on FCA/PRA regimes and country-specific registrations.

You will work with stakeholders at all levels in a fast-paced environment, delivering regulatory solutions and training materials on rules such as Senior Managers & Certification Regime and MiFID II knowledge and

Qualifications

  • Excellent communication skills for diverse audiences.
  • Energetic self-starter with proactive problem-solving.
  • Strong execution and ability to meet deadlines.
  • Focused on controls and risk management amidst change.
  • Working knowledge of UK/EU regulatory regimes.
  • Practical experience applying relevant laws and regulations.

Responsibilities

  • Serve as a key partner in regulatory and process change initiatives, providing input to ensure effective implementation of regulatory changes and ongoing compliance.
  • Develop, enhance, and maintain policies, procedures, and documentation related to regulated individuals.
  • Design and deliver training materials on the Senior Managers & Certification Regime, with a focus on FCA/PRA Conduct Rules.
  • Engage and influence stakeholders at all levels, fostering strong working relationships across the organization.
  • Produce, analyze, and present metrics to support oversight of EMEA Registrations activities in various forums.
  • Monitor regulatory developments and industry trends related to licensing and registration, identifying and incorporating best practices.

Job description

JP Morgan Chase is seeking a Compliance Advisory Associate to support the EMEA Registrations team across regulated professionals. You will implement regulatory changes, shape policy requirements, and provide expert guidance on FCA/PRA regimes and country-specific registrations.

You will work with stakeholders at all levels in a fast-paced environment, delivering regulatory solutions and training materials on rules such as Senior Managers & Certification Regime and MiFID II knowledge and

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