VP, Research Compliance & Regulatory Advisory

JPMorganChase; Greater London; On-site; GBP 140,000 - 180,000; Full time

Job summary

JPMorganChase is seeking a Research Compliance Officer (Vice President) in London to provide compliance guidance to the EMEA Research team and to partner with Investment Banking, Capital Markets, Markets and Control Room Compliance to assess risk and drive consistent standards. You will support regulatory obligations, assess processes and develop pragmatic solutions impacting our company and clients.

The role requires strong communication, analytical and problem-solving skills, with the ability

Qualifications

• Compliance experience within an investment bank or equivalent environment.
• Strong understanding of Research, information barriers, and IB regulations.
• Excellent written and verbal communication with business partners.
• Strong analytical and problem-solving capabilities.
• Proactive with ability to drive results and manage change.
• Ability to work effectively both in a team and independently.

Responsibilities

• Provide day-to-day Compliance advisory services to Global Research, including equity, credit, fixed income and economics research products, focusing on research independence and information barriers.
• Develop and maintain policies to support regulatory obligations and deliver training on relevant policies.
• Advise on regulatory obligations and assess business processes, systems and controls for compliance.
• Assist in Compliance Risk Assessments and present results to senior management.
• Identify issues through escalation channels and drive timely resolutions; support monitoring activities for Global Research.
• Collaborate with business and control functions to respond to regulatory examinations, audits, investigations, and information requests.
• Manage projects within Global Research Compliance and coordinate with other regions on regulatory policy alignment.

Skills

Compliance experience

Regulatory knowledge

Communication skills

Analytical skills

Problem-solving

Project management

Teamwork & independence

Job description

JPMorganChase is seeking a Research Compliance Officer (Vice President) in London to provide compliance guidance to the EMEA Research team and to partner with Investment Banking, Capital Markets, Markets and Control Room Compliance to assess risk and drive consistent standards. You will support regulatory obligations, assess processes and develop pragmatic solutions impacting our company and clients.

The role requires strong communication, analytical and problem-solving skills, with the ability