EMEA Compliance & Registrations Advisor

JP Morgan Chase; Christchurch; On-site; GBP 60,000 - 100,000; Full time

Job summary

JP Morgan Chase in the United Kingdom is seeking a Compliance Advisory Associate to support regulatory licensing and registrations for regulated professionals across EMEA. You will implement regulatory changes, shape policy requirements, and provide expert guidance to stakeholders at all levels.

This role covers the UK FCA and PRA Senior Managers and Certification Regime, MiFID II Knowledge and Competence, and country-specific registrations.

Qualifications

• Excellent communication skills to convey complex concepts clearly.
• Proactive self-starter with a proactive approach to problem-solving and driving solutions.
• Strong execution skills, with the ability to deliver results and meet deadlines in a fast-paced environment.
• Focused on controls and risk management, adaptable to regulatory changes while maintaining high standards of compliance.
• Effective analytical skills, with the ability to identify trends, themes, and assess the effectiveness of compliance initiatives.

Responsibilities

• Serve as a key partner in regulatory and process change initiatives, providing substantial input to ensure effective implementation of regulatory changes and ongoing compliance.
• Develop, enhance, and maintain policies, procedures, and documentation related to regulated individuals.
• Design and deliver training materials on the Senior Managers & Certification Regime, with a focus on FCA/PRA Conduct Rules.
• Engage and influence stakeholders at all levels, fostering strong working relationships across the organization.
• Produce, analyze, and present metrics to support oversight of EMEA Registrations activities in various forums.
• Monitor regulatory developments and industry trends related to licensing and registration, identifying and incorporating best practices.

Skills

Communication skills

Proactive attitude

Execution focus

Risk management

Analytical skills

Job description

JP Morgan Chase in the United Kingdom is seeking a Compliance Advisory Associate to support regulatory licensing and registrations for regulated professionals across EMEA. You will implement regulatory changes, shape policy requirements, and provide expert guidance to stakeholders at all levels.

This role covers the UK FCA and PRA Senior Managers and Certification Regime, MiFID II Knowledge and Competence, and country-specific registrations.