Compliance and Operations Analyst

ZipRecruiter; Leicester; Hybrid; GBP 40,000 - 55,000; Full time

Job summary

A growing investment firm in Leicester seeks a proactive Compliance / Operations Analyst to enhance governance, manage compliance, and improve processes. This hybrid role involves collaboration with numerous teams, focusing on Consumer Duty and operational efficiency, ideal for candidates with relevant experience in the financial services sector.

Qualifications

• Experience in a compliance/governance ops role within the financial services sector.
• Solid understanding of Consumer Duty.
• Organised mindset with a curious and analytical approach.

Responsibilities

• Work directly with senior leadership to enhance governance & compliance.
• Lead on Consumer Duty processes, policy, and reporting.
• Collaborate across teams to drive better operational outcomes.

Skills

Compliance

Governance

Analytical Approach

Job description

Job Description

Compliance / Operations Analyst

Leicester (Hybrid)

£40k-£55k

A growing investment firm is on the lookout for a sharp, proactive Operations Analyst to support the senior team across compliance, governance, and business operations. Think Consumer Duty, MI reporting, process improvements, and even exploring AI for efficiency.

You will:

• Work directly with senior leadership to enhance governance & compliance
• Lead on Consumer Duty processes, policy, and reporting
• Own marketing reviews, record keeping & external due diligence

You’ll do:

• Collaborate across teams – investments, marketing, risk, client service
• Drive better operational and regulatory outcomes
• Keep documentation watertight and reporting smooth

You’ll bring:

• Experience in a compliance/governance ops role (FS sector)
• Solid understanding of Consumer Duty
• An organised mindset and a curious, analytical approach

Apply now or drop me an email to [e-mail] with your CV for consideration.