Compliance and Operations Analyst

JR United Kingdom; Coventry; On-site; GBP 35,000 - 55,000; Full time

Job summary

A growing investment firm is looking for a proactive Operations Analyst to support its senior team in compliance, governance, and business operations. The ideal candidate will engage in Consumer Duty, improve operational outcomes, and maintain rigorous documentation. This role requires strong analytical skills and a solid understanding of compliance within the financial services sector.

Qualifications

• Experience in a compliance or governance operations role within financial services.
• Strong understanding of Consumer Duty.

Responsibilities

• Collaborate with senior leadership to enhance governance and compliance.
• Lead Consumer Duty processes, policies, and reporting.
• Coordinate across teams such as investments, marketing, risk, and client service.

Skills

Organized

Analytical Mindset

Curiosity

Job description

Compliance / Operations Analyst

A growing investment firm is seeking a proactive Operations Analyst to support the senior team in compliance, governance, and business operations. Responsibilities include Consumer Duty, MI reporting, process improvements, and exploring AI for efficiency.

Responsibilities:

• Collaborate with senior leadership to enhance governance and compliance
• Lead Consumer Duty processes, policies, and reporting
• Coordinate across teams such as investments, marketing, risk, and client service
• Improve operational and regulatory outcomes
• Maintain accurate documentation and smooth reporting

Requirements:

• Experience in a compliance or governance operations role within the financial services sector
• Strong understanding of Consumer Duty
• Organized, curious, and analytical mindset