Compliance and Operations Analyst

BWD Search & Selection; Leicester; On-site; GBP 40,000 - 55,000; Full time

Job summary

A growing investment firm seeks a proactive Compliance / Operations Analyst to enhance governance and compliance. The ideal candidate will have relevant experience in the Financial Services sector, a solid understanding of Consumer Duty, and an analytical approach to improve operational processes. Join a dynamic team and contribute to key initiatives that drive regulatory outcomes.

Qualifications

• Experience in a compliance/governance ops role (Financial Services sector).
• Solid understanding of Consumer Duty.

Responsibilities

• Work directly with senior leadership to enhance governance & compliance.
• Lead on Consumer Duty processes, policy, and reporting.
• Drive better operational and regulatory outcomes.

Skills

Analytical approach

Organisational mindset

Job description

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BWD Search & Selection provided pay range

This range is provided by BWD Search & Selection. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

Direct message the job poster from BWD Search & Selection

Recruiter specialising in Financial Services.Contact me @07458 161712 or [e-mail]

Compliance / Operations Analyst

A growing investment firm is on the lookout for a sharp, proactive Operations Analyst to support the senior team across compliance, governance, and business operations. Think Consumer Duty, MI reporting, process improvements, and even exploring AI for efficiency.

You will:

• Work directly with senior leadership to enhance governance & compliance
• Lead on Consumer Duty processes, policy, and reporting
• Collaborate across teams – investments, marketing, risk, client service
• Drive better operational and regulatory outcomes
• Keep documentation watertight and reporting smooth

You’ll bring:

• Experience in a compliance/governance ops role (FS sector)
• Solid understanding of Consumer Duty
• An organised mindset and a curious, analytical approach

Apply now or drop me an email to [e-mail] with your CV for consideration.

Seniority level

• Seniority level

  Mid-Senior level

Employment type

• Employment type

  Full-time

Job function

• Job function

  Other

• Industries

  Financial Services and Investment Management

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