Compliance and Operations Analyst

BWD Search & Selection; Leicester; Hybrid; GBP 40,000 - 55,000; Full time

Job summary

A growing investment firm seeks a proactive Operations Analyst to support compliance, governance, and business operations in Leicester (Hybrid). This role involves direct collaboration with senior leadership and enhancing processes to improve efficiency and regulatory outcomes. The ideal candidate brings experience in compliance within the financial sector and a strong understanding of Consumer Duty.

Qualifications

• Experience in a compliance/governance ops role (FS sector).
• Solid understanding of Consumer Duty.
• Organised mindset and a curious, analytical approach.

Responsibilities

• Enhance governance & compliance with senior leadership.
• Lead on Consumer Duty processes, policy, and reporting.
• Drive better operational and regulatory outcomes.

Skills

Compliance

Governance

Analytical

Job description

Compliance / Operations Analyst

Leicester (Hybrid)

£40k-£55k

A growing investment firm is on the lookout for a sharp, proactive Operations Analyst to support the senior team across compliance, governance, and business operations. Think Consumer Duty, MI reporting, process improvements, and even exploring AI for efficiency.

You will:

• Work directly with senior leadership to enhance governance & compliance
• Lead on Consumer Duty processes, policy, and reporting
• Own marketing reviews, record keeping & external due diligence

You’ll do:

• Collaborate across teams – investments, marketing, risk, client service
• Drive better operational and regulatory outcomes
• Keep documentation watertight and reporting smooth

You’ll bring:

• Experience in a compliance/governance ops role (FS sector)
• Solid understanding of Consumer Duty
• An organised mindset and a curious, analytical approach

Apply now or drop me an email to [e-mail] with your CV for consideration.