Compliance and Operations Analyst

JR United Kingdom; Leicester; On-site; GBP 35,000 - 45,000; Full time

Job summary

A growing investment firm is looking for a proactive Compliance and Operations Analyst in Leicester. The role involves supporting senior management in compliance, governance, and operations, focusing on Consumer Duty and process improvements. Ideal candidates will have a strong background in compliance within financial services, showcasing an organized and analytical mindset.

Qualifications

• Experience in compliance or governance operations within the financial services sector.
• Strong understanding of Consumer Duty.

Responsibilities

• Collaborate with senior leadership to improve governance & compliance.
• Lead Consumer Duty processes, policies, and reporting.
• Maintain accurate documentation and smooth reporting.

Skills

Organized

Analytical mindset

Education

Experience in compliance or governance operations

Job description

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Compliance and Operations Analyst, Leicester

Client: BWD Search & Selection

Location: Leicester

Job Category: Other

EU work permit required: Yes

Job Views: 2

Posted: 06.06.2025

Expiry Date: 21.07.2025

Job Description:

Compliance / Operations Analyst

A growing investment firm is seeking a proactive Operations Analyst to support senior management in compliance, governance, and business operations. Responsibilities include Consumer Duty, MI reporting, process improvements, and exploring AI for efficiency.

You will:

• Collaborate with senior leadership to improve governance & compliance
• Lead Consumer Duty processes, policies, and reporting
• Work across teams such as investments, marketing, risk, and client service
• Enhance operational and regulatory outcomes
• Maintain accurate documentation and smooth reporting

You’ll bring:

• Experience in compliance or governance operations within the financial services sector
• Strong understanding of Consumer Duty
• Organized, curious, and analytical mindset