Advice Framework Lead

Lloyds Wealth; Greater London; Hybrid; GBP 62,000 - 70,000; Full time

Benefits offered by this job

Holiday entitlement: 30 days + BH

Private Medical Insurance

Pension contribution up to 15%

Flexible benefits allowance

Bonus opportunity

Job summary

Lloyds Wealth is seeking an experienced Advice Framework Manager to shape guidance and controls for delivering suitable financial advice nationwide. You will translate complex regulation into practical standards and collaborate with risk, compliance, and change teams to support robust client outcomes.

You will interpret FCA requirements, guide on suitability, and influence governance forums while driving continuous improvement across the proposition.

Qualifications

• Level 4 Diploma in Regulated Financial Planning or equivalent qualifications.
• Strong understanding of the FCA framework for financial advice, including Consumer Duty.
• Experience in financial advice, advisory frameworks, or compliance.
• Ability to interpret regulation and translate into practical standards.

Responsibilities

• Develop and maintain the Advice Framework and its control environment.
• Provide guidance on suitability and regulatory changes to the business.
• Work with senior stakeholders across risk, compliance and change.
• Translate evolving regulation into practical standards and governance.

Skills

Regulatory framework understanding

Stakeholder influence

Analytical thinking

Regulatory reporting

Education

Level 4 Diploma in Regulated Financial Planning

Job description

Lloyds Wealth is seeking an experienced Advice Framework Manager to shape guidance and controls for delivering suitable financial advice nationwide. You will translate complex regulation into practical standards and collaborate with risk, compliance, and change teams to support robust client outcomes.

You will interpret FCA requirements, guide on suitability, and influence governance forums while driving continuous improvement across the proposition.