Regulatory Advice Framework Lead

Burlington Stores, Inc.; Greater London; Hybrid; GBP 62,000 - 81,000; Full time

Benefits offered by this job

Generous Holiday Entitlement

Health & Wellbeing

Company Pension Contribution

Cash Allowance

Bonus Opportunity

Financial Advice

Job summary

Lloyds Wealth is seeking an experienced Advice Framework Manager to shape the standards and controls that underpin advisory delivery across the business. You will translate evolving regulation into practical guidance and lead governance discussions with senior colleagues.

With a Level 4 Diploma in Regulated Financial Planning and extensive regulatory experience, you will steer complex projects, drive compliant outcomes and support advisers to deliver good client results.

Qualifications

• Level 4 Diploma in Regulated Financial Planning or equivalent.
• Strong understanding of the FCA regulatory framework for financial advice, including suitability requirements, Consumer Duty and conduct expectations.
• Significant experience within financial advice, advice frameworks, suitability, technical consultancy, proposition, compliance or related discipline.
• Ability to interpret complex regulation and translate it into practical standards, guidance and business requirements.
• Strong understanding of what constitutes suitable advice and good client outcomes.
• Experience developing, maintaining or overseeing advice standards, frameworks, controls or governance arrangements.
• The confidence to guide, influence and constructively challenge senior colleagues and governance forums.
• Strong analytical and problem-solving skills, with the ability to assess complex issues and recommend proportionate solutions.
• Experience producing reports and presentations for senior governance forums, including summaries of regulatory change.
• A pragmatic, solutions-focused approach and the judgement to balance client needs, regulatory expectations, commercial considerations and firm risk appetite.

Responsibilities

• Develop and maintain the Advice Framework and related control environment underpinning advice delivery across Lloyds Wealth.
• Interpret regulatory requirements and provide expert guidance on suitability, maintaining robust, proportionate advice standards.
• Collaborate with Proposition, Risk, Compliance, Client Office and Change, influencing governance and projects.

Skills

Regulatory knowledge

Advice frameworks

Stakeholder influencing

Analytical skills

Report writing

Education

Level 4 Diploma in Regulated Financial Planning

Job description

Lloyds Wealth is seeking an experienced Advice Framework Manager to shape the standards and controls that underpin advisory delivery across the business. You will translate evolving regulation into practical guidance and lead governance discussions with senior colleagues.

With a Level 4 Diploma in Regulated Financial Planning and extensive regulatory experience, you will steer complex projects, drive compliant outcomes and support advisers to deliver good client results.