Compliance and Risk Analyst

Roly Recruitment; Paris; Sur place; EUR 65 000 - 90 000; Plein temps

Résumé du poste

Roly Recruitment is recruiting for a Paris-headquartered asset management firm, part of a larger European financial services group. The role focuses on compliance governance, regulatory reporting, and risk management support.

The successful candidate will draft policy mappings, coordinate with operational teams, and contribute to AMF/ACPR reporting, risk assessments, and incident analysis. Fluent French and English and a Bac+5 in a related field are required.

Qualifications

• Fluency in French and English preferred.
• 3+ years’ experience in regulatory compliance in asset management, investment banking or payment services advantageous.
• Experience with non-financial risk management concepts (RCSA, incident management, risk indicators).

Responsabilités

• Draft compliance policy mappings, procedures, and operational methods in collaboration with operational teams.
• Participate in the production of regulatory reporting for the AMF and ACPR as well as non-regulatory reporting.
• Assist the European Risk and Compliance Manager by raising awareness, performing controls, and ensuring the risk management framework is effective, including the RCSA framework.
• Assist with the collation of Key Risk Indicators and risk meeting data points.
• Collect and analyse incidents to ensure lessons learnt; monitor action plans and escalate to management when necessary.
• Assist with preparation of risk presentations and case studies of incidents.

Connaissances

French language proficiency

Excellent written and verbal skills

Formation

Bac+5 in finance/management/law/audit

Description du poste

Paris headquartered asset management firm who are part of a larger European financial services group.

Roles and Responsibilities

• Draft compliance policy mappings, procedures, and operational methods in collaboration with operational teams
• Participate in the production of regulatory reporting for the AMF and ACPR as well as non-regulatory reporting
• Assist the European Risk and Compliance Manager by raising awareness, performing controls, and ensuring that the risk management framework is effective and operational, which includes the Risk & Control Self-Assessment Framework
• Assist with the collation of Key Risk Indicators and risk meeting data points
• Collecting and analysing incidents to ensure that relevant lessons are learnt; agreed action plans monitoring and escalating the issues to the management attention when necessary
• Assist with the preparation of risk presentations and case studies of incidents

Key skills and experience required are:

• Education: Bac+5 in finance, management, law, audit or any other relevant diploma
• 3+ years’ experience in regulatory compliance - asset management, investment banking or payment services would be an advantage
• Experience in non-financial risk management concepts (RCSA, incident management, risk indicators)
• Languages: fluency in French and English is preferred
• Excellent written and verbal communication skills