Compliance Manager

Kepler Cheuvreux; Paris; In loco; EUR 90.000 - 120.000; Tempo pieno

Descrizione del lavoro

Jobtailor seeks a senior compliance professional to lead regulatory oversight in Paris, ensuring MiFID II/MiFIR/MAR alignment and maintaining the firm's control framework.

You will supervise junior staff, coordinate investigations, and drive continuous improvement across policies to mitigate non-compliance risks.

Competenze

• Degree from a business school or university in business, law, or finance.
• At least 8 years’ experience in control functions within an investment firm (AMF supervision, excluding asset management companies).
• At least 4 years in Compliance at a senior level.
• Strong analytical skills with the ability to identify issues and propose solutions.
• Excellent communication and reporting skills.
• Fluency in French and English.

Mansioni

• Monitoring client-related compliance: assessing the appropriateness of services and product eligibility.
• Regulatory compliance under MiFID II.
• Market activity surveillance under MiFIR and MAR.
• Maintain and update the compliance control program.
• Supervise and coordinate junior staff.
• Propose improvement plans for compliance processes.

Conoscenze

Analytical skills

Communication skills

Reporting skills

French & English

Formazione

Degree in business, law, or finance

Descrizione del lavoro

Responsibilities

• Monitoring client-related compliance: assessing the appropriateness of services and the eligibility of products relative to the business model (MiFID II)
• Regulatory compliance (MiFID II)
• Market activity surveillance (MiFIR, MAR)
• Management of non-compliance risks
• Maintaining and updating the compliance control program
• Supervising and coordinating junior staff
• Proposing improvement plans for compliance processes

Requirements

• Degree from a business school or university (business, law, or finance)
• Minimum 8 years’ experience in control functions within an investment firm (AMF supervision, excluding asset management companies)
• At least 4 years in Compliance at a senior level
• Strong analytical skills, ability to identify issues and propose solutions
• Good understanding of business issues related to order execution on the markets
• Excellent communication and reporting skills
• Ability to handle multiple matters concurrently and work autonomously
• Fluency in French and English