Compliance Manager

Jobtailor

Paris

Sur place

EUR 90 000 - 120 000

Plein temps

14 jours+

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Résumé du poste

Jobtailor seeks a senior compliance professional to lead regulatory oversight in Paris, ensuring MiFID II/MiFIR/MAR alignment and maintaining the firm's control framework.

You will supervise junior staff, coordinate investigations, and drive continuous improvement across policies to mitigate non-compliance risks.

Qualifications

  • Degree from a business school or university in business, law, or finance.
  • At least 8 years’ experience in control functions within an investment firm (AMF supervision, excluding asset management companies).
  • At least 4 years in Compliance at a senior level.
  • Strong analytical skills with the ability to identify issues and propose solutions.
  • Excellent communication and reporting skills.
  • Fluency in French and English.

Responsabilités

  • Monitoring client-related compliance: assessing the appropriateness of services and product eligibility.
  • Regulatory compliance under MiFID II.
  • Market activity surveillance under MiFIR and MAR.
  • Maintain and update the compliance control program.
  • Supervise and coordinate junior staff.
  • Propose improvement plans for compliance processes.

Connaissances

Analytical skills
Communication skills
Reporting skills
French & English

Formation

Degree in business, law, or finance

Description du poste

Responsibilities
  • Monitoring client-related compliance: assessing the appropriateness of services and the eligibility of products relative to the business model (MiFID II)
  • Regulatory compliance (MiFID II)
  • Market activity surveillance (MiFIR, MAR)
  • Management of non-compliance risks
  • Maintaining and updating the compliance control program
  • Supervising and coordinating junior staff
  • Proposing improvement plans for compliance processes
Requirements
  • Degree from a business school or university (business, law, or finance)
  • Minimum 8 years’ experience in control functions within an investment firm (AMF supervision, excluding asset management companies)
  • At least 4 years in Compliance at a senior level
  • Strong analytical skills, ability to identify issues and propose solutions
  • Good understanding of business issues related to order execution on the markets
  • Excellent communication and reporting skills
  • Ability to handle multiple matters concurrently and work autonomously
  • Fluency in French and English
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