Field Compliance Leader — Hybrid & Advisor Training

Manulife Financial; Montreal; Hybrid; CAD 71,000 - 119,000; Full time

Job summary

Manulife Financial is seeking a Senior Field Supervision Manager for Tier 1 supervision of CIRO-registered advisors in a hybrid role based in Montreal. Travel to advisor offices within the region is required.

The role includes reviewing trades, accounts, and KYC, plus coaching and investigations as needed. Qualified candidates will have CIRO supervisory experience (5-7+ years), and relevant CSC/CPH courses; bilingual English/French is an asset.

Qualifications

• 5-7+ years of CIRO dealer supervision or related compliance experience, including leadership of supervisory teams.
• Ability to be registered as a Supervisor with CIRO.
• Bilingual English/French an asset.

Responsibilities

• Supervise Tier 1 daily supervision, approve trade reports and CKY updates.
• Review and approve new accounts and KYC updates.
• Provide training and guidance to advisor teams and field supervision associates.
• Investigate complaints and regulatory inquiries, escalate significant issues.

Skills

CIRO supervision

Regulatory compliance

Investigator oversight

Training & coaching

Stakeholder management

Communication

Presentation skills

French language

Education

CSC

CPH

Investment Dealer Supervisors Courses

CIM/RIME (preferred)

Job description

Manulife Financial is seeking a Senior Field Supervision Manager for Tier 1 supervision of CIRO-registered advisors in a hybrid role based in Montreal. Travel to advisor offices within the region is required.

The role includes reviewing trades, accounts, and KYC, plus coaching and investigations as needed. Qualified candidates will have CIRO supervisory experience (5-7+ years), and relevant CSC/CPH courses; bilingual English/French is an asset.