Bilingual Field Compliance Leader (Cantonese & Mandarin)

Société Financière Manuvie; Vancouver; Hybrid; CAD 74,000 - 123,000; Full time

Benefits offered by this job

Hybrid work model

Job summary

Societe Financiere Manuvie in Vancouver, Canada, seeks a Senior Field Supervision Manager to lead Tier 1 supervision for CIRO-registered advisors. The role emphasizes compliance culture, complex reviews, training, and escalations, with frequent regional travel and a hybrid work arrangement.

The position requires Cantonese/Mandarin fluency and 5–7 years in CIRO dealer supervision or related compliance, plus CIRO supervisor registration. CSC/CPH courses completed is preferred.

Qualifications

• 5–7 years of CIRO dealer supervision or related compliance experience.
• Registered as a Supervisor with CIRO; ability to maintain registration.
• Completion of CSC, CPH, Investment Dealer Supervisors Courses.
• Willing to travel regularly within the region.
• Fluent in Cantonese and Mandarin.
• Strong communication and stakeholder management skills.

Responsibilities

• Approve daily, monthly, and quarterly trade reports.
• Review and approve new accounts and KYC updates.
• Communicate with advisor teams regarding compliance inquiries.
• Enhance knowledge of regulatory compliance and supervision requirements.
• Assist with investigations related to complaints and regulatory inquiries.
• Perform annual branch reviews to strengthen advisor–compliance relations.
• Mentor and coach Field Supervision Associates; support training and improvements.

Skills

Leadership

Communication

Regulatory knowledge

Cantonese/Mandarin

Travel willingness

Risk management

Education

CSC

CPH

Investment Dealer Supervisors Courses

Job description

Societe Financiere Manuvie in Vancouver, Canada, seeks a Senior Field Supervision Manager to lead Tier 1 supervision for CIRO-registered advisors. The role emphasizes compliance culture, complex reviews, training, and escalations, with frequent regional travel and a hybrid work arrangement.

The position requires Cantonese/Mandarin fluency and 5–7 years in CIRO dealer supervision or related compliance, plus CIRO supervisor registration. CSC/CPH courses completed is preferred.