Lead Compliance Manager, Wealth Management

Staffing In Motion; Montreal (administrative region); On-site; CAD 90,000 - 135,000; Full time

Benefits offered by this job

Base salary + bonus/profit share

Full Health and RRSP program

Wellness/Vacation/Personal Time Off

Job summary

Staffing In Motion is seeking a Compliance Manager in our Montreal office to lead daily compliance operations and ensure alignment with investment policies and legislation. You will report to the CCO, supervise the Compliance Associate, and drive training across teams.

The ideal candidate will have 5+ years in compliance at an AMF-regulated portfolio manager, be bilingual (English/French), and possess CSC or equivalent credentials. You will navigate evolving regulations with professionalism.

Qualifications

• Québec Bar or equivalent required.
• CSC required or equivalently recognized securities qualification.
• Minimum 5 years in Compliance at an AMF-regulated portfolio manager.

Responsibilities

• Review and update Investment Management policies and reports.
• Supervise Compliance Associate.
• Prepare and deliver training materials to the IM Team.
• Monitor portfolio compliance and perform audits of back-office IM team.
• Interpret regulatory requirements and communicate changes to stakeholders.

Skills

Strong organizational skills

Excellent communication in English & B

Bilingual (English/French)

Self-starter and team player

Proactive and adaptable

Attention to ethics and integrity

Education

Québec Bar (or bar of another Canadian province)

Canadian Securities Course (CSC)

Tools

Microsoft Office Suite

NDEx (NDEx)

Job description

Staffing In Motion is seeking a Compliance Manager in our Montreal office to lead daily compliance operations and ensure alignment with investment policies and legislation. You will report to the CCO, supervise the Compliance Associate, and drive training across teams.

The ideal candidate will have 5+ years in compliance at an AMF-regulated portfolio manager, be bilingual (English/French), and possess CSC or equivalent credentials. You will navigate evolving regulations with professionalism.