AML Quality Assurance Analyst (2402)

TD Bank; Old Toronto; On-site; CAD 65,000 - 99,000; Full time

Job summary

Une entreprise dynamique recherche un expert en gestion des risques financiers pour rejoindre son équipe de contrôle qualité. Dans ce rôle, vous serez responsable de l'évaluation et de la vérification des processus liés à la lutte contre le blanchiment d'argent et le financement du terrorisme. Vous travaillerez en étroite collaboration avec les équipes pour garantir la conformité aux normes réglementaires tout en développant des politiques et des procédures efficaces. Ce poste offre une opportunité unique de contribuer à la sécurité financière et d'influencer positivement les opérations de l'entreprise. Si vous êtes passionné par la gestion des risques et souhaitez faire une différence, cette opportunité est faite pour vous.

Qualifications

• 5+ ans d'expérience dans les opérations AML avec une connaissance approfondie des normes.
• Capacité à utiliser des outils d'analyse pour évaluer les données et produire des rapports.

Responsibilities

• Effectuer des vérifications de qualité sur les activités liées à la lutte contre le blanchiment d'argent.
• Évaluer les risques ML/TF et fournir des analyses de tendances aux responsables.

Skills

Connaissance des normes AML

Analyse de données

Communication efficace

Travail collaboratif

Education

Diplôme de premier cycle

Tools

Outils d'analyse analytique

Job description

Lieu de travail : Toronto, Ontario, Canada

Horaire : 37.5

Secteur d’activité : Fonctions des services habilitants de l’entreprise

Détails de la rémunération: $65,600 - $98,400 CAD

La TD a à cœur d’offrir une rémunération juste et équitable à tous les collègues. Les occasions de croissance et le perfectionnement des compétences sont des caractéristiques essentielles de l’expérience collègue à la TD.

Description du poste :

KEY ACCOUNTABILITIES:

• Perform a quality check on broad range of money laundering investigation related activities in support of Anti-Money Laundering (AML) and Anti-Terrorist Financing (ATF) regulations designed to detect and report on financial-related crimes
• Evaluate ML/TF risk, by conducting quality check on cases/alerts as part of the controls of TD's AML and ATF program
• Keep abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts
• Evaluate potentially suspicious account activity. Recognize and evaluate accounts and activity and effectively document recommendations regarding account retention and/or regulatory reporting obligations
• Provide trend analysis of AML/ATF findings and gaps to Management for review
• Maintain a culture of risk management and control, supported by effective processes in alignment with risk appetite
• Manage ambiguity and apply judgement to identify, troubleshoot and resolve ongoing business and operational issues
• Assist the QC function with developing/drafting and maintaining written policies, procedures and/or programs/frameworks to minimize compliance breaches and monitor adherence to applicable regulations/ requirement
• Prioritize and manage own workload to meet SLA requirements for service and productivity
• Represent as a project lead on projects / initiatives and/or at meetings across the organization
• Serve as a subject matter expert in a quality control function and serve as knowledge and process expert to others
• Effectively work independently with minimal supervision within a team environment to complete a common goal and prioritize daily workload to meet department objectives
• Adhere to the team policy and procedures to ensure that work is properly documented
• Ability to lead and positively influence others
• Contribute to the success of the team by willingly assisting others in the completion and performance of work activities
• Perform additional duties and participate in special projects as required

DEPARTMENT OVERVIEW:
The Financial Crime Risk Management ("FCRM") Canadian Financial Intelligence Unit ("CA FIU") Quality Assurance Team ("QA Team") was established to provide an independent and consistent assessment of quality in the execution of key processes in line with departmental procedures and established standards.

The QA Team is responsible for executing a formalized QA program focusing on the quality of operational execution in line with departmental procedures. QA review is performed after the process is completed and the QA results help in identifying operational weaknesses and process deficiencies.

EXPERIENCE AND / OR EDUCATION:

• Undergraduate degree preferred
• 5 + years relevant experience Proficient knowledge of AML operations standards, procedures, laws, rules and regulations
• Skill in using analytical software tools, data analysis methods and reporting techniques
• Ability to communicate effectively in both oral and written form
• Ability to work collaboratively and build relationships