Senior Compliance & Risk Advisor (Insurance)

Chart Industries, Inc.; Sydney; On-site; AUD 110,000 - 160,000; Full time

Job summary

DUAL ANZ, part of Howden, is seeking an experienced compliance professional to embed the Compliance Management Framework and uplift compliance maturity across the business.

Reporting to the Risk and Compliance Manager, you will translate regulatory requirements into practical processes and controls, support monitoring, governance reporting and incident management, and influence positive outcomes across stakeholders.

Qualifications

• 3–5 years of compliance experience in a regulated environment.
• Understanding of compliance management frameworks, monitoring and reporting.
• Knowledge of ASIC requirements and financial crime obligations.
• Experience preparing governance papers and incident summaries.
• Experience investigating and remediating compliance issues.

Responsibilities

• Support the implementation, embedding and ongoing improvement of DUAL ANZ’s Compliance Management Framework, helping strengthen compliance maturity.
• Support the development and delivery of the Compliance Monitoring Plan, including reviews, monitoring, control testing, remediation and action tracking.
• Prepare clear compliance reporting for senior management, committees, governance forums and the Board.
• Partner with stakeholders to translate compliance requirements into practical processes and controls.
• Manage compliance incidents, breaches and issues, including assessment, escalation, remediation tracking.
• Maintain governance processes such as conflicts of interest, governance registers, regulatory change and periodic reporting.
• Oversee financial crime arrangements, including sanctions screening and AML/CTF requirements.
• Develop and improve compliance policies, procedures and guidance.
• Support third‑party risk management, audit and assurance activities from a compliance perspective.
• Provide practical advice to strengthen compliance awareness across the business.

Skills

Compliance experience

Regulatory knowledge

Analytical skills

Stakeholder management

Communication skills

Problem solving

Job description

DUAL ANZ, part of Howden, is seeking an experienced compliance professional to embed the Compliance Management Framework and uplift compliance maturity across the business.

Reporting to the Risk and Compliance Manager, you will translate regulatory requirements into practical processes and controls, support monitoring, governance reporting and incident management, and influence positive outcomes across stakeholders.